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SagePoint Financial, Inc.

SagePoint Financial, Inc.
SagePoint Financial, Inc. is a Broker-Dealer with over 2,216 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (2,216)

Name Start Date
Aleksandar Krakovic, CMFC®, C(k)P® May 2011
Mohammad Vedadi Mar 2010
F. Chris Scheller Dec 2012
Daniel John Smith Oct 2005
Jeffrey Edward Todd Jan 2015
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Top ETF Holdings

No ETF holdings data available.

Firm Assets Under Management

Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


  •   Aig Advisor Group Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Inger Wilson Fields Vice President, Treasurer and Finop 02/01/2010
Noah David Sorkin Executive Vice President, General Counsel and Secretary 06/01/2008
James David Ballard Director 11/01/2014
Jeffrey Michael Auld Director, Chief Executive Officer, President 06/01/2008
Erica Maja Mcginnis Director, Chairperson 10/01/2013

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Aig Asset Management (Europe) Limited
Aig Asset Management (U.S.), LLC IAR $403,836,670,036
Aig Capital Management Limited
Aig Global Capital Markets Securities, LLC Broker-Dealer
Aig Global Real Estate Asia Pacific, Inc. Japan Branch
FSC Securities Corporation Dual Registrant $5,330,445,375
Philam Asset Mgmt Incorp. (Pami)
Royal Alliance Associates, Inc. Dual Registrant $3,902,923,992
Sunamerica Asset Management, LLC IAR $58,494,438,817
Sunamerica Capital Services, Inc. Broker-Dealer
The Variable Annuity Life Insurance Company IAR $28,275,804,604
VALIC Financial Advisors, Inc. IAR $21,671,758,227
Vision2020 Wealth Management Corp. IAR $1,309,423,188
Woodbury Financial Services, Inc. Dual Registrant $2,255,429,685

Principal Office & Place of Business

Principal Office

Phone Number: 1-800-552-3319 EXT 2
Other Offices Address City State Zip
240 Calle Campesino San Clemente CA 92672
2721 Central Dr Bedford TX 76021
25 North Lake Street Forest Lake MN 55025
9820 Northcross Huntersville NC 28078
22 Kimberly Road East Brunswick NJ 08816
16640 Chesterfield Grove Chesterfield MO 63005
2800 North Central Avenuesuite 2100 Phoenix AZ 85004-1072
2800 North Central Avenue Phoenix AZ 85004
2800 North Central Avenuesuite 2100 Phoenix AZ 85004

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions