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Morgan Stanley & Co. Incorporated

Morgan Stanley & Co. Incorporated is not an actively registered Dual Registrant.

Advisors (2,684)

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Name Start Date
Aaron Alan Heighton Aug 1992
Aaron Gorin Mar 2010
Aaron James Mccullough Jun 2010
Aaron Lennon Aug 2010
Aaron Nordvik Aug 2011
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Morgan Stanley Domestic Holdings Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
John Faulkner General Counsel and Secretary 06/01/2009
Charles Chasin Director 11/01/2005
Jill Wenzlaff Ostergaard Chief Compliance Officer 06/01/2009
Fred J Gonfiantini Chief Financial Officer 12/01/2007
Joseph R D'Auria Controller 04/01/2007

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
David Joseph Cromey
Fund Services Advisors, Inc. (Fsa) Dual Registrant $201,646,000
Howard B. Hill & Company, LLC
Mary Lou Davis
Morgan Stanley Distribution, Inc.
Ms Securities Services, Inc.
Prime Dealer Services Corp.

Principal Office & Place of Business

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Principal Office

Address:
1585 Broadway
New York , NY 10036-8293
Phone Number: 212-761-4000

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Commissions