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Mony Securities Corporation

Mony Securities Corporation is a broker-dealer with 3 financial professionals registered nationwide. The firm's primary clients are Individuals and High Net Worth Individuals.

Advisors (3)

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Name Start Date
Anthony Paul Olson Apr 2005
Richard Dziadzio Jul 2004
Leslie Tanner Odonnell Jun 2004
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$678.9M
Total Assets
3K
Accounts
$194.5K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Mony Financial Services, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Richard Dziadzio Director 07/01/2004
Blitz, Harvey, Eugene Director 07/01/2004
Leslie Tanner Odonnell Aml Compliance Officer 06/01/2004
Jill Diane Cooley Chief Operating Officer; Director 07/01/2004
Robert Seymour Jones Director 08/01/2004

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Accutrade Inc.
Alliancebernstein Investments, Inc.
Axa Distributors, LLC
Cherry Tree & Co., LLC
George Ernest Casperson
Kennedy, Mathews, Landis, Healy & Pecora, Incorporated
Richard Joseph Capalbo
Show Investment Co.
Westamerica Financial Corporation

Principal Office & Place of Business

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Principal Office

Address:
1290 Avenue of the Americas
New York , NY 10104
Phone Number: 800-736-0166
Other Offices Address City State Zip
120 Madison Ave Syracuse NY 13221
6455 Shiloh Road Alpharetta GA 30005

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: REFERRAL FEE FROM 3RD PARTY