Transam Securities, Inc. is a Broker-Dealer with 33 financial professionals registered nationwide.
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing.
Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not
updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please
contact the firm directly to determine the employment status of the advisors listed above.
Firm Assets Under Management
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.
(75% or more)
Executives with less than 5% share each
*The pie chart is not drawn to scale and is simply included to make the data visually understandable.
The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.
Executives and Control Persons
Affiliated Investment Advisors and Broker Dealers
|Certified Advisory Corp
|Maitland Securities, Inc.
Principal Office & Place of Business
1111 Douglas Avenue
Firm Compensation Arrangements
No compensation arrangements listed.