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Transam Securities, Inc.

Transam Securities, Inc. is a Broker-Dealer with 28 financial professionals registered nationwide.

Advisors (28)

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Name Start Date
David Leslie Goodman Nov 1998
Valerie L Goldsmith Sep 2012
Roger Stryker Johnson Jan 1999
Mark Richard Tiralosi Jul 2009
William Warren Sears Jan 2006
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Estelle Bert (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Aaron Joseph Bert Finop 01/01/2011
Estelle Bert Shareholder 05/01/2007
Barry Merton Smith Chief Compliance Officer 09/01/1998
Barry Merton Smith President 04/01/2000

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Certified Advisory Corp IAR $756,107,668
Maitland Securities, Inc. Broker-Dealer

Principal Office & Place of Business

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Principal Office

Address:
1111 Douglas Avenue
Altamonte Springs , FL 32714
Phone Number: 407/869-5608

Firm Compensation Arrangements

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No compensation arrangements listed.