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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 7, 2016
    • $2.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 9
      Accounts
    • $255.6M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Leadership

Ownership

There is no ownership data available to display at this time.

Executives and Control Persons

Name Title Tenure Date % Ownership
Peter Adam Hochfelder President/Portfolio Manager January, 1988 25% to 50%
Mitchell Andrew Kuflik Vice President/Portfolio Manager, Treasurer January, 1988 25% to 50%
Robert Joseph Sobel Vice President/Portfolio Manager, Secretary January, 1988 25% to 50%
William Joseph D'Eredita Chief Financial Officer March, 1998 less than 5%
William Joseph D'Eredita Chief Compliance Officer October, 2005 less than 5%
Richard Grossman General Counsel February, 2006 less than 5%
    Source: SEC

    Fees

    Types of Compensation Arrangements

    • Percentage Of Assets
    • (6) Performance-Based Fees