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Empire State Securities

Empire State Securities is a Broker-Dealer with 0 financial professionals.

Advisors (0)

No advisors listed.

Top ETF Holdings

No ETF holdings data available.

Firm Assets Under Management

Not Available
Total Assets
Not Available
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's FINRA report. Executives with less than 5% share may not own any of the firm. Please see the FINRA report for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Norbert Kleber Stockholder 03/01/1986
Laszlo Selly Stockholder 03/01/1986
Harold Samuel Spitzer Deceased-Estate 03/01/1986
Robert Manfred Spitzer President 03/01/1986

Affiliated Investment Advisors and Broker Dealers

No firm affiliates listed.

Principal Office & Place of Business

Principal Office

43 Nassau Drive
Great Neck , NY 11021
Phone Number: 516-829-9850
Other Offices Address City State Zip
Box 439 Great Neck NY 11022-0439

Firm Compensation Arrangements

No compensation arrangements listed.