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Overview

Articles

Insights

There are no insights from this firm to display at this time.

Holdings

ETF Holdings

There is no ETF holding data from this firm to display at this time.

Assets

Assets

Last updated on Jan. 7, 2016
    • $390.7M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 100
      Accounts
    • $3.9M
      Estimated Average Account Balance

Services

Firm Services

There is no Services data available to display at this time.

Firm Client types

Advisors

Current Advisors

# of advisors

0

There are no advisors from this firm to display at this time.

Leadership

Ownership

There is no ownership data available to display at this time.

Executives and Control Persons

Name Title Tenure Date % Ownership
Robert Carrall Watson President April, 1993 25% to 50%
Robert Carter Lyster Secretary/Treasurer April, 1993 25% to 50%
Liza Garber Chief Financial Officer & Chief Compliance Officer December, 1999 less than 5%
Steven Joseph Swain Chief Operating Officer & General Counsel July, 2004 less than 5%
    Source: SEC

    Fees

    There is no compensation data available to display at this time