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Pmg Securities Corporation

Pmg Securities Corporation is a broker-dealer with 3 financial professionals.

Advisors (3)

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Name Start Date
Thomas Kevin Walsh Jun 2000
Olson, Kenneth Niels Apr 2004
Bryan Dale Pfister Jan 2004
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Banc One Insurance Holdings, Inc (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Michael Emmett Scherrman President and Director 04/01/2000
Thomas Kevin Walsh Assistant Vice President 06/01/2000
Bryan Dale Pfister Vice President, Srop, Crop 01/01/2004
James Lacy Harlin Chairman 01/01/2004
Jeffrey Allen Worf Secretary/Chief Compliance Officer B/D 01/01/2004

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Berkshire Securities, Inc.
Gary Rome Terwelp
John Adrian Courtright
Jpmorgan Distribution Services, Inc.
JPMorgan Securities Inc Dual Registrant $682,029,728
William Paul Behrens

Principal Office & Place of Business

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Principal Office

Address:
2500 Westfield Drive
Elgin , IL 60123
Phone Number: 800 463-7642

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Other: SHARE IN FEE CHARGED BY THIRD PARTY ADVISER.