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Fifth Third Securities, Inc.

Fifth Third Securities, Inc.
Fifth Third Securities, Inc. is a Broker-Dealer with over 1,530 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

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Advisors (1,530)

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Name Start Date
Tammy Davis Scruggs Jun 2008
Dylan Lee Hernandez Oct 2010
Erin Rebecca Hajdu Jul 2013
Ryan Anthony Oberhausen Oct 2009
Jason Christopher Woodruff Sep 2009
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$603.0M
Total Assets
3K
Accounts
$184.3K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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  •   Fifth Third Bancorp (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Martin Henry Vogtsberger Director 10/01/1998
Howard Hammond Managing Director 01/01/2007
Justin Michael Overmann Director, Brokerage Operations 05/01/2011
Ginger Michelle Kelly Director, Administrative Officer 03/01/2011
Jarrett Andrew Jacobs Bd Chief Compliance Officer/Ria Chief Compliance Officer 03/01/2013

Affiliated Investment Advisors and Broker Dealers

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Name Type Total Assets
Fifth Third Asset Management
Fifth Third Bancorp
Fifth Third Bank Michigan
Fifth Third Bank - Ohio
Fifth Third Insurance Agency, Inc.

Principal Office & Place of Business

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Principal Office

Address:
34 Fountain Square Plaza
Cincinnati , OH 45263
Phone Number: 888-889-1025
Other Offices Address City State Zip
38 Fountain Square Plaza, Md 10At42 Cincinnati OH 45263
38 Fountain Square Cincinnati OH 45263
34 Fountain Square Plaza Cincinnati OH 45263
34 Fountain Square Plazamd 10At5G Cincinnati OH 45202

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets