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Fifth Third Securities, Inc.

Fifth Third Securities, Inc.
Fifth Third Securities, Inc. is a Broker-Dealer with over 1,529 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

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Advisors (1,529)

Name Start Date
Deborah Lynn Peck Jul 2012
Joshua Ray Mcnew Sep 2015
Jeremy Paul Eberlein Jul 2014
Kimberli Lane Lambert Jan 2012
James Kenneth Pollard Feb 2009
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Top ETF Holdings

No ETF holdings data available.

Firm Assets Under Management

Total Assets
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.


  •   Fifth Third Bancorp (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

Name Title Tenure Date
Howard Hammond Managing Director 01/01/2007
Justin Michael Overmann Director, Brokerage Operations 05/01/2011
Jarrett Andrew Jacobs Bd Chief Compliance Officer/Ria Chief Compliance Officer 03/01/2013
Ginger Michelle Kelly Director, Administrative Officer - Retail 03/01/2011
Robert Franklin Marcus Head of Capital Markets 04/01/2012

Affiliated Investment Advisors and Broker Dealers

Name Type Total Assets
Cleararc Capital
Fifth Third Bancorp
Fifth Third Bank-Michigan
Fifth Third Bank-Ohio
Fifth Third Insurance Agency, Inc.

Principal Office & Place of Business

Principal Office

Phone Number: 888-889-1025
Other Offices Address City State Zip
999 Vanderbilt Beach Naples FL 34108
38 Fountain Square Plaza, Md 10At42 Cincinnati OH 45263
222 S. Riverside Plaza Chicago IL 60606
251 North Illinois St Indianapolis IN 46204
21 East State Street Columbus OH 43215
5001 Kingsley Drive Cincinnati OH 45263
34 Fountain Square Plazamd 10At42 Cincinnati OH 45202

Firm Compensation Arrangements

Types of Compensation Arrangements

  • Percentage of Assets