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Madison Avenue Securities, Inc.

Madison Avenue Securities, Inc.
Madison Avenue Securities, Inc. is a broker-dealer with 139 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Advisors (139)

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Name Start Date
Mark Wilkinson Richards Mar 2009
James Arthur Stokes Apr 2009
Michael Alan Litch Oct 2006
Linda B Ferber Apr 2008
Gregory Anthony Matthews Jun 2011
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*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$252.0M
Total Assets
3K
Accounts
$78.8K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Asset Marketing Systems Insurance Services LLC (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Constance Sue Knapp Chief Financial Officer 11/01/2005
Stephanie M Akerstrom Director 11/01/2010
Leslie Leroy Durland CEO, Director 11/01/2010
Jana Marie Henson Chief Compliance Officer 07/01/2009
Wayne Francis Talleur President, Director 11/01/2010

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
15050 Avenue of Science
San Diego , CA 92128
Phone Number: 858-207-1300

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions