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Raymond James & Associates, Inc.

Raymond James & Associates, Inc.
Raymond James & Associates, Inc. is a broker-dealer with over 3,515 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Banking or Thrift Institutions.

Firm Information

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Advisors (3,515)

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Name Start Date
Aalan Eward Elliot Dec 2002
Aaron A Pottichen Aug 2012
Aaron Carl Dirusso Mar 2006
Aaron Clay Hickman Sep 2012
Aaron Douglas Anderson Mar 2000
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$38.5B
Total Assets
146K
Accounts
$263.4K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   Raymond James Financial, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Jeffrey Paul Julien Director 01/01/2004
Lynn Pounds Pippenger Sr Vice President/Secretary 01/01/2004
Paul Louis Matecki Chief Legal Officer 06/01/1989
Richard Bonafield Franz Chief Financial Officer/Treasurer 01/01/2004
Thomas Robert Tremaine Executive Vice President, Director 05/01/2004

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
880 Carillon Parkway
St Petersburg , FL 33716
Phone Number: 727-567-1000
Other Offices Address City State Zip
2255 Glades Road Boca Raton FL 33431
5847 San Felipe Road Houston TX 77057
1301 Riverplace Blvd Jacksonville FL 32207
301 East Pine Street Orlando FL 32801
550 West Washington Blvd. Chicago IL 60661

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions