Home  >  BrightScope Advisor Pages  >  Fidelity Brokerage Services LLC

help text

Fidelity Brokerage Services LLC

Fidelity Brokerage Services LLC is a broker-dealer with over 9,741 financial professionals.

Advisors (9,741)

help text
Name Start Date
A Kent Thacker Oct 2007
A P Spiegel Mar 2000
A T Mcdougal Jul 1997
Aabri N Kimball Feb 2007
Aaron Christopher Teer Dec 2010
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

help text
Not Available
Total Assets
Not Available
Accounts
Not Available
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

help text
ownership pie chart
  •   Fidelity Global Brokerage Group, Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

help text
Name Title Tenure Date
Jeffrey Robert Larsen Chief Legal Counsel - Bd 12/01/1990
John Gregory Wass Assistant Treasurer - Bd 06/01/2000
Dean Elwood Loveridge Srop, Vice President - Bd 01/01/2001
Ellyn Ann Mccolgan Director - Bd & President/Director - Ia 10/01/2002
Michael Sonier Chief Financial Officer 07/01/2003

Affiliated Investment Advisors and Broker Dealers

help text
Name Type Total Assets
Albert Templeton Barr
Curtis Hammond Brown
Ian Bruce Davidson
J. D. Seibert & Company, Inc.
Northeast Capital & Advisory, Inc.
Smyth, Akins & Lerch, Inc.
Warren Securities, Inc.

Principal Office & Place of Business

help text

Principal Office

Address:
100 Summer St.
Boston , MA 02109
Phone Number: 617-563-7000

Firm Compensation Arrangements

help text

No compensation arrangements listed.