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J.P. Morgan Securities LLC

J.P. Morgan Securities LLC
J.P. Morgan Securities LLC is a broker-dealer with over 8,277 financial professionals registered nationwide. The firm's primary clients are Individuals, High Net Worth Individuals and Pension and Profit Sharing Plans.

Firm Information

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Advisors (8,277)

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Name Start Date
Aaron Choe Salls Aug 2011
Aaron D Clay Dec 2010
Aaron David Clinkscales Aug 2011
Aaron David Warren Aug 2009
Aaron Edward Wygonik Oct 2008
View All
*Unless otherwise noted, an advisor's inclusion in the above list is based on that advisor's registration as per their SEC registration filing. Please note that the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an advisor listed above may no longer be employed by that firm. Please contact the firm directly to determine the employment status of the advisors listed above.

Firm Assets Under Management

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$10.1B
Total Assets
21K
Accounts
$478.0K
Estimated Average Account Balance
*The AUM displayed is firm level data as reported on the SEC ADV filings and may not reflect all of a firm's assets.
*Average Account Balance is the total AUM of the firm divided by the number of accounts listed on the SEC ADV filing. This calculation is an estimate.

Ownership

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ownership pie chart
  •   J.P. Morgan Broker-Dealer Holdings Inc. (75% or more)
  •   Executives with less than 5% share each

*The pie chart is not drawn to scale and is simply included to make the data visually understandable. The ownership is from the firm's or advisor's Form ADV. Executives with less than 5% share may not own any of the firm. Please see the Form ADV for complete disclosure.

Executives and Control Persons

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Name Title Tenure Date
Carlos M Hernandez President, Vice-Chairman 06/01/2008
Gregory Jude Johnson Chief Compliance Officer 06/01/2008
James Michael Collins Chief Financial Officer 06/01/2008
Diane Genova Chief Legal Officer 06/01/2008
Michael Minikes Director 09/01/2009

Affiliated Investment Advisors and Broker Dealers

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No firm affiliates listed.

Principal Office & Place of Business

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Principal Office

Address:
277 Park Avenue
New York , NY 10172
Phone Number: 800-999-2000
Other Offices Address City State Zip
560 Mission Street San Francisco CA 94105
One Federal Street, 29th Floor Boston MA 02110
21 S Clark Street Chicago IL 60603-2003
2029 Century Park East Los Angeles CA 90067-6100
3424 Peachtree Road NE Atlanta GA 30326

Firm Compensation Arrangements

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Types of Compensation Arrangements

  • Percentage of Assets
  • Fixed Fees
  • Other: (6) Performance-based fees