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   Basic Info (Short Form)

Company:
Robert Charles Lesser & Co., LLC

Plan:
Robert Charles Lesser & Co., LLC Cash or Deferred Profit Sharing Plan and Trust
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Plan Information
Plan Year 01/01/2010 — 12/31/2010
Effective Date of Plan 04/01/1995
Net Assets as of 12/31/2010 $5,088,374
Plan Number 1
Plan Type Single Employer
Did the plan file for an extension of time or the DFVC Program? Yes

Participant Information as of 12/31/2010
Total 60
Total number of participants as of 01/01/2010 64
Number of participants with account balances 55

Financial Information as of 12/31/2010
Total Assets (EOY) $5,088,374
Total Liabilities (EOY) $0
Net Assets (EOY) $5,088,374
Financial Information as of 01/01/2010
Total Assets (BOY) $4,195,518
Total Liabilities (BOY) $0
Net Assets (BOY) $4,195,518
Income
Cash from Employers $194,204
Cash from Participants $325,625
Others (including rollovers) $24,215
Other Income $604,823
Total Income $1,148,867
Net Income $892,856
Expenses
Total Benefit Payments $221,043
Corrective Distributions $10,486
Administrative Service Providers $24,482
Other Expenses $0
Total Expenses $256,011
Total Transfers $0
Plan Sponsor Information
Address 7200 Wisconsin Avenue, Suite 750
Bethesda, MD 20814
Telephone (404) 365-9501
EIN 52-2334830
Industry Code 531390
Named Administrator Bethany D. Kaye

Plan Administrator Information
Administrator Name Robert Charles Lesser & Co., LLC
Address 7200 Wisconsin Avenue, Suite 750
Bethesda, MD 20814
Telephone (404) 365-9501
Administrator EIN 52-2334830

Benefits Provided Under the Plan
Code Benefit Description
2A Age/Service Weighted or New Comparability or Similar Plan Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New Comparability or Similar Plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the threshold or additional rate allowed under the permitted disparity rules of section 401(l)
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2G Total participant-directed account plan Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J Code section 401(k) feature A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
2K Code section 401(m) arrangement Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contributions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
2T Participant-directed Account Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
3D Master plan A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

Question   Answer Amount
1. During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No  
2. Were there any nonexempt transactions with any party-in-interest? No  
3. Was this plan covered by a fidelity bond? Yes $195,000
4. Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No  
5. Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No  
6. Has the plan failed to provide any benefit when due under the plan? No  
7. If this is an individual account plan, was there a blackout period? No  
8. If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3?