Home   >   Piggly Wiggly Carolina Co., Inc. and Greenbax Enterprises, Inc. Employee Stock Ownership Plan  >  Form 5500
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Company:
Piggly Wiggly Carolina Co., Inc.

Plan:
Piggly Wiggly Carolina Co., Inc. and Greenbax Enterprises, Inc. Employee Stock Ownership Plan
 
Form 5500 | Basic Information
Plan Information
Plan Year 04/01/2012 — 03/31/2013
Effective Date of Plan 04/01/1985
Net Assets as of 03/31/2013 $10,535,457
Plan Number 1
Plan Type Multiple Employer
Is the plan collectively bargained? No
Did the plan file for an extension of time or the DFVC Program? Yes
Plan Funding Arrangement Trust
Plan Benefit Arrangement Trust

Participant Information as of 03/31/2013
Active (Eligible) Participants 2,188
Retired or separated participants receiving benefits 785
Other retired or separated participants entitled to future benefits 2,096
Subtotal 5,069
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 49
Total 5,118
Total number of participants as of 04/01/2012 5,196
Number of participants with account balances 5,060
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 198

Plan Sponsor Information
Address Po Box 118047
Charleston, SC 29423
Telephone (843) 554-9880
EIN 57-0346623
Industry Code 445110
Named Administrator M. Evans On Behalf of Administrator

Audit Information
Audit Status Audited
Auditor Webster Rogers, LLP
Auditor EIN 57-0776381
Audit Opinion Unqualified
Audit Type Full Audit

Benefits Provided Under the Plan
Code Benefit Description
2P Leveraged ESOP An Employee Stock Ownership Plan (ESOP) that acquires employer securities with borrowed money or other debt-financing techniques.
2Q S Corporation ESOP The employer maintaining this Employee Stock Ownership Plan (ESOP) is an S Corporation.
3H Controlled Group Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

  Question Answer Amount
1. During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No  
2. Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No  
3. Were any leases to which the plan was a party in default or classified during the year as uncollectible? No  
4. Were there any nonexempt transactions with any party-in-interest? No  
5. Was this plan covered by a fidelity bond? Yes $500,000
6. Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No  
7. Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No  
8. Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No  
9. Did the plan have assets held for investment? Yes  
10. Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No  
11. Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No  
12. Has the plan failed to provide any benefit when due under the plan? Yes $1,806,135
13. If this is an individual account plan, was there a blackout period? No  
14. If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3?