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Company:
Bd of Trustees Empire State Carpenters Annuity Fund

Plan:
Empire State Carpenters Annuity Fund
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Plan Information
Plan Year 07/01/2010 — 06/30/2011
Effective Date of Plan 07/01/1986
Net Assets as of 06/30/2011 $425,409,957
Plan Number 1
Plan Type Multi-Employer
Is the plan collectively bargained? Yes
Did the plan file for an extension of time or the DFVC Program? No
Plan Funding Arrangement Insurance
Trust
Plan Benefit Arrangement Insurance
Trust

Participant Information as of 06/30/2011
Active (Eligible) Participants 9,000
Retired or separated participants receiving benefits 91
Other retired or separated participants entitled to future benefits 5,675
Subtotal 14,766
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Total 14,766
Total number of participants as of 07/01/2010 14,973
Number of participants with account balances 14,766
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Plan Sponsor Information
Address 270 Motor Parkway
Hauppauge, NY 11788 -5150
Telephone (631) 952-9700
EIN 11-2824705
Industry Code 525100
Named Administrator Carol Westfall

Plan Administrator Information
Administrator Name Bd of Trustees Empire State Carpenters Annuity Fund
Address 270 Motor Parkway
Hauppauge, NY 11788 -5150
Telephone (631) 952-9700
Administrator EIN 11-2824705

Audit Information
Audit Status Audited
Auditor Schultheis & Panettieri, LLP
Auditor EIN 13-1577780
Audit Opinion Unqualified
Audit Type Full Audit

Benefits Provided Under the Plan
Code Benefit Description
2E Profit-sharing A defined contribution plan that allows employer discretionary contributions. These plans often contain a 401(k) feature.
2F ERISA section 404(c) Plan This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
2H Partial participant-directed account plan Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

  Question Answer Amount
1. During the plan year did the employer fail to transmit to the plan any participant contributions within the time period described in 29 CFT 2510.3-102? No  
2. Were any loans by the plan or fixed income obligations due the plan in default as of the close of plan year or classified during the year as uncollectible? Disregard participant loans secured by participant's account balance. No  
3. Were any leases to which the plan was a party in default or classified during the year as uncollectible? No  
4. Were there any nonexempt transactions with any party-in-interest? No  
5. Was this plan covered by a fidelity bond? Yes $10,000,000
6. Did the plan have a loss, whether or not reimbursed by the plan's fidelity bond, that was caused by fraud or dishonesty? No  
7. Did the plan hold any assets whose current value was neither readily determinable on an established market nor set by an independent third party appraiser? No  
8. Did the plan receive any noncash contributions whose value was neither readily determinable on an established market nor set by an independent third party appraiser? No  
9. Did the plan have assets held for investment? Yes  
10. Were any plan transactions or series of transactions in excess of 5% of the current value of plan assets? No  
11. Were all the plan assets either distributed to participants or beneficiaries, transferred to another plan, or brought under the control of the PBGC? No  
12. Has the plan failed to provide any benefit when due under the plan? No  
13. If this is an individual account plan, was there a blackout period?    
14. If there was a blackout period, have you either provided the required notice or one of the exceptions to providing the notice applied under 29 CFR 2520.101-3?