| Service Providers | |||||
| Name | Nature of Service | Relationship to Plan Sponsor | Direct Compensation Paid by Plan | Indirect Compensation Paid by Plan | Total Compensation |
| Hewitt Associates LLC | Recordkeeping and information management (computing, tabulating, data processing, etc.), Direct payment from the plan | NONE | $2,129,532 | $0 | $2,129,532 |
| Strategic Benefit Advisors | Consulting (general), Direct payment from the plan | NONE | $640,383 | $0 | $640,383 |
| Northern Trust Company | Trustee (bank, trust company, or similar financial institution), Direct payment from the plan | Trustee | $248,044 | $0 | $248,044 |
| Pershing LLC | Shareholder servicing fees, Finders' fees/placement fees, Securities brokerage commissions and fees, Other fees | NONE | $0 | $191,110 | $191,110 |
| Ernst and Young | Accounting (including auditing), Direct payment from the plan | NONE | $141,000 | $0 | $141,000 |
| Hewitt Financial Services LLC | Finders' fees/placement fees, Distribution (12b-1) fees | NONE | $0 | $111,363 | $111,363 |
| Pricewaterhousecoopers LLP | Accounting (including auditing), Direct payment from the plan | NONE | $55,205 | $0 | $55,205 |
| Original Smith Printing | Copying and duplicating, Direct payment from the plan | NONE | $34,604 | $0 | $34,604 |
| Frank Russell Company | Consulting (general), Direct payment from the plan | NONE | $33,152 | $50 | $33,202 |
| Total | $3,281,920 | $302,523 | $3,584,443 | ||
| Service Providers | ||||
| Name | Source of Indirect Compensation* | Nature of Service | Description of Indirect Compensation | Indirect Compensation Paid by Plan |
| Hewitt Financial Services LLC | Pershing LLC | Finders' fees/placement fees | Finders Fees | $54,313 |
| Hewitt Financial Services LLC | Multiple Mutual Fund Companies | Distribution (12b-1) fees | Aggregated Investment Manager Fund Fees | $57,049 |
| Pershing LLC | Multiple Mutual Fund Companies | Shareholder servicing fees, Finders' fees/placement fees | Shareholder Servicing Fees and Finders Fees | $118,668 |
| Pershing LLC | Hewitt Financial Services LLC | Securities brokerage commissions and fees, Other fees | Securities Brokerage Commission and Fees Other Fee | $72,442 |
| Caterpillar Inc | Frank Russell | Shareholder servicing fees | BOOK | $50 |
| *As outlined by the Form 5500 Instructions for service providers with indirect compensation. |
