| Information on Persons Receiving Only Eligible Indirect Compensation | |||||
| Person Or Organization Providing Disclosure | |||||
| Diversified Investment Advisors | |||||
| Charles Schwab & Co., Inc. | |||||
| Information on Other Service Providers Receiving Direct or Indirect Compensation | |||||
| Name | Nature of Service | Relationship to Plan Sponsor | Direct Compensation Paid by Plan | Indirect Compensation Paid by Plan | Total Compensation |
| Princor Financial Services | Consulting (general) | Broker | $0 | $31,035 | $31,035 |
| Diversified Investment Advisors | Claims processing, Recordkeeping and information management (computing, tabulating, data processing, etc.), Investment management, Participant loan processing, Participant communication, Direct payment from the plan, Sales loads (front end and deferred), Shareholder servicing fees, Finders' fees/placement fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees | Recordkeeper | $5,004 | $0 | $5,004 |
| Charles Schwab & Co., Inc. | Securities brokerage | Securities Broker | $0 | $0 | $0 |
| Total | $5,004 | $31,035 | $36,039 | ||
| Indirect Compensation Details | ||||
| Name | Source of Indirect Compensation* | Nature of Service | Description of Indirect Compensation | Indirect Compensation Paid by Plan |
| Princor Financial Services | Diversified Investment Advisors | Consulting (general) | Commissions | $31,035 |
| Charles Schwab & Co., Inc. | Allianz Funds | Securities brokerage | Rate of 0.40% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | American Century Investments | Securities brokerage | Rate of 0.35% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | Columbia | Securities brokerage | Rate of 0.40% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | Federated | Securities brokerage | Rate of 0.40% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | Gabelli | Securities brokerage | Rate of 0.35% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | Janus | Securities brokerage | Rate of 0.34% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | Schwab Funds | Securities brokerage | Rate of 0.25% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | Third Avenue | Securities brokerage | Rate of 0.40% of Average Daily Balance of Asset(S) | $0 |
| Charles Schwab & Co., Inc. | Virtus | Securities brokerage | Rate of 0.40% of Average Daily Balance of Asset(S) | $0 |
| Service Providers Who Fail or Refuse to Provide Information | |||||
| Name | Nature of Service | Description of Information | |||
| There are no service providers who failed or refused to provider information. | |||||
| Termination Information on Accountants and Enrolled Actuaries | |||||
| Name | Position | Explanation | |||
| There is no termination information for this plan. | |||||
| *As outlined by the Form 5500 Instructions for service providers with indirect compensation. |
