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Company:
G.W. Van Keppel Company

Plan:
G.W. Van Keppel Company 401k Retirement Plan
Print Complete 5500 Print Complete 5500
 
Form 5500 | Service Providers
Information on Persons Receiving Only Eligible Indirect Compensation
Person Or Organization Providing Disclosure
Allianz Global Investors Distributo
American Century Investment Service
American Funds Distributors, Inc.
Blackrock Investments, Inc.
Franklin Templeton Distributors, In
Invesco Distributors, Inc.
Janus Distributors, LLC
Lord Abbett Distributor, LLC
Oppenheimer Funds Inc.
Prudential Investments LLC
Victory Capital Management

Information on Other Service Providers Receiving Direct or Indirect Compensation
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
ADP Recordkeeping and information management (computing, tabulating, data processing, etc.), Direct payment from the plan, Recordkeeping fees Record Keeper $5,065 $0 $5,065
Adp Broker-Dealer Other fees, Other services, Sub-transfer agency fees, Shareholder servicing fees Record Keeper $0 $0 $0
Dws Investments Distributor, Inc. Distribution (12b-1) fees Investment Manager $0 $0 $0
Total $5,065 $0 $5,065

Indirect Compensation Details
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Adp Broker-Dealer Allianz Global Investors Distributo Other fees, Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.00050 of Average Daily Assets Annual Rate 0.0020 of Average Daily Assets $0
Adp Broker-Dealer Allianz Global Investors Distributo Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0020 of Average Daily Assets $0
Dws Investments Distributor, Inc. Allianz Global Investors Distributo Distribution (12b-1) fees Annual Rate 0.00200 of Average Daily Assets $0
Dws Investments Distributor, Inc. American Century Investment Service Distribution (12b-1) fees Annual Rate 0.00350 of Average Daily Assets Annual Rate 0.00350 of Average Daily Assets Annual Rate 0.00350 of Average Daily Assets $0
Adp Broker-Dealer American Century Investment Service Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0035 of Average Daily Assets $0
Adp Broker-Dealer American Funds Distributors, Inc. Other fees, Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.00150 of Average Daily Assets Annual Rate 0.00150 of Average Daily Assets Annual Rate 0.00150 of Average Daily Assets Annual Rate 0.0010 of Average Daily Assets $0
Dws Investments Distributor, Inc. American Funds Distributors, Inc. Distribution (12b-1) fees Annual Rate 0.00100 of Average Daily Assets Annual Rate 0.00100 of Average Daily Assets Annual Rate 0.00100 of Average Daily Assets $0
Adp Broker-Dealer Blackrock Investments, Inc. Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0025 of Average Daily Assets $0
Dws Investments Distributor, Inc. Blackrock Investments, Inc. Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets Annual Rate 0.00250 of Average Daily Assets $0
Dws Investments Distributor, Inc. Dws Investments Distributor, Inc. Distribution (12b-1) fees Annual Rate 0.00350 of Average Daily Assets Annual Rate 0.00350 of Average Daily Assets Annual Rate 0.00350 of Average Daily Assets Annual Rate 0.00350 of Average Daily Assets Annual Rate 0.00350 of Average Daily Assets $0
Adp Broker-Dealer Dws Investments Distributor, Inc. Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0035 of Average Daily Assets $0
Adp Broker-Dealer Franklin Templeton Distributors, In Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0015 of Average Daily Assets $0
Dws Investments Distributor, Inc. Franklin Templeton Distributors, In Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets $0
Adp Broker-Dealer Fred Alger & Company, Incorporated Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0035 of Average Daily Assets $0
Adp Broker-Dealer Goldman Sachs Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0025 of Average Daily Assets $0
Dws Investments Distributor, Inc. Invesco Distributors, Inc. Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets $0
Adp Broker-Dealer Invesco Distributors, Inc. Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0025 of Average Daily Assets $0
Dws Investments Distributor, Inc. Janus Distributors, LLC Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets Annual Rate 0.00250 of Average Daily Assets $0
Adp Broker-Dealer Janus Distributors, LLC Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0025 of Average Daily Assets $0
Adp Broker-Dealer Lord Abbett Distributor, LLC Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0015 of Average Daily Assets $0
Dws Investments Distributor, Inc. Lord Abbett Distributor, LLC Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets $0
Dws Investments Distributor, Inc. Oppenheimer Funds Inc. Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets Annual Rate 0.00250 of Average Daily Assets Annual Rate 0.00250 of Average Daily Assets $0
Adp Broker-Dealer Oppenheimer Funds Inc. Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0025 of Average Daily Assets $0
Adp Broker-Dealer Prudential Investments LLC Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0025 of Average Daily Assets $0
Dws Investments Distributor, Inc. Prudential Investments LLC Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets $0
Dws Investments Distributor, Inc. Victory Capital Management Distribution (12b-1) fees Annual Rate 0.00250 of Average Daily Assets Annual Rate 0.00250 of Average Daily Assets $0
Adp Broker-Dealer Victory Capital Management Sub-transfer agency fees, Shareholder servicing fees Annual Rate 0.0025 of Average Daily Assets $0

Service Providers Who Fail or Refuse to Provide Information
Name Nature of Service Description of Information
There are no service providers who failed or refused to provider information.

Termination Information on Accountants and Enrolled Actuaries
Name Position Explanation
There is no termination information for this plan.
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.