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Company:
Pitney Bowes, Inc.

Plan:
Pitney Bowes Inc. 401k Plan
Print Complete 5500 Print Complete 5500
 
Service Providers
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Becher, Della, Torre, Gitto & Co Direct payment from the plan, Other fees NONE $11,493 $0 $11,493
Hewitt Associates Direct payment from the plan, Other fees NONE $9,185 $0 $9,185
Morgan, Lewis & Bockius Direct payment from the plan, Other fees NONE $7,153 $0 $7,153
T. Rowe Price Rps, Inc. Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees NONE $3,079 $0 $3,079
Vanguard Group Investment management, Shareholder servicing fees NONE $0 $0 $0
Royce Funds Investment management, Shareholder servicing fees NONE $0 $0 $0
Pimco Funds Investment management, Shareholder servicing fees NONE $0 $0 $0
Ariel Mutual Funds Investment management, Shareholder servicing fees NONE $0 $0 $0
American Funds Investment management, Shareholder servicing fees NONE $0 $0 $0
Total $30,910 $0 $30,910

Service Providers
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
American Funds American Europacific Growth R4 Investment management, Shareholder servicing fees Investment Management Fees Based On 0.86% $0
T. Rowe Price Rps, Inc. American Europacific Growth R4 Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.35% $0
Ariel Mutual Funds Ariel Appreciation Fund Investment management, Shareholder servicing fees Investment Management Fees Based On 1.25% $0
T. Rowe Price Rps, Inc. Ariel Appreciation Fund Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.35% $0
Royce Funds Pennsylvania Mutual Fund Investment management, Shareholder servicing fees Investment Management Fees Based On 0.92% $0
T. Rowe Price Rps, Inc. Pennsylvania Mutual Fund Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.1% $0
Pimco Funds Pimco Total Return, Admin Investment management, Shareholder servicing fees Investment Management Fees Based On 0.71% $0
T. Rowe Price Rps, Inc. Pimco Total Return, Admin Recordkeeping and information management (computing, tabulating, data processing, etc.), Trustee (bank, trust company, or similar financial institution), Trustee (directed), Investment management, Securities brokerage, Participant loan processing, Participant communication, Other services, Direct payment from the plan, Investment management fees paid indirectly by plan, Other commissions, Shareholder servicing fees, Float revenue, Distribution (12b-1) fees, Recordkeeping fees, Account maintenance fees, Securities brokerage commissions and fees Fee for Shareholder Servicing Based Upon 0.25% $0
Pimco Funds Pimco Total Return, Instl Investment management, Shareholder servicing fees Investment Management Fees Based On 0.46% $0
Vanguard Group Vanguard Explorer, Admiral Investment management, Shareholder servicing fees Investment Management Fees Based On 0.34% $0
Vanguard Group Vanguard Prime Money Market, Instl Investment management, Shareholder servicing fees Investment Management Fees Based On 0.09% $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.