| Information on Persons Receiving Only Eligible Indirect Compensation | |||||
| Person Or Organization Providing Disclosure | |||||
| Smith Barney | |||||
| Information on Other Service Providers Receiving Direct or Indirect Compensation | |||||
| Name | Nature of Service | Relationship to Plan Sponsor | Direct Compensation Paid by Plan | Indirect Compensation Paid by Plan | Total Compensation |
| Ascensus | Recordkeeping and information management (computing, tabulating, data processing, etc.), Direct payment from the plan, Sub-transfer agency fees, Participant loan processing, Other fees | Record Keeper | $16,925 | $0 | $16,925 |
| Morgan Stanley Smith Barney | Other services, Other fees | Brokerage | $0 | $195 | $195 |
| Capital Research and Management Co | Investment management fees paid indirectly by plan, Soft dollars commissions | Investment Management | $0 | $0 | $0 |
| Smith Barney | Securities brokerage, Distribution (12b-1) fees | Brokerage | $0 | $0 | $0 |
| Total | $16,925 | $195 | $17,120 | ||
| Indirect Compensation Details | ||||
| Name | Source of Indirect Compensation* | Nature of Service | Description of Indirect Compensation | Indirect Compensation Paid by Plan |
| Ascensus | Capital Research and Management Co | Recordkeeping and information management (computing, tabulating, data processing, etc.), Sub-transfer agency fees | See The Attached Formula Description Report Listing The Formulas for Sub-Ta Revenue By Fund. | $0 |
| Capital Research and Management Co | Morgan Stanley Smith Barney | Soft dollars commissions | See Attached Disclosure Describing Soft Doll Ar Compensation That May Apply To Your Plan | $0 |
| Morgan Stanley Smith Barney | Ascensus | Other services, Other fees | Platform Support Fee | $195 |
| Morgan Stanley Smith Barney | Capital Research and Management Co | Other fees | The Dealer May Receive Extra Compensation In An Amount Up To The Sum of 0.10% of Last Year's American Funds Sales By That Dealer and 0.02% of American Funds Assets Attributable To That Dealer. | $0 |
| Smith Barney | Capital Research and Management Co | Securities brokerage, Distribution (12b-1) fees | See The Attached Formula Description Report Listing The Formulas for 12B-1 Revenue By Fund. | $0 |
| Service Providers Who Fail or Refuse to Provide Information | |||||
| Name | Nature of Service | Description of Information | |||
| There are no service providers who failed or refused to provider information. | |||||
| Termination Information on Accountants and Enrolled Actuaries | ||
| Name | Position | Explanation |
| Cross, Fernandez & Riley LLP | Auditor | Management Decision |
| *As outlined by the Form 5500 Instructions for service providers with indirect compensation. |
