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Company:
Southwest Airlines Co.

Plan:
Southwest Airlines Co. 401k Plan
Print Complete 5500 Print Complete 5500
 
Service Providers
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Jp Morgan Retirement Plan Services Recordkeeping and information management (computing, tabulating, data processing, etc.), Participant loan processing, Direct payment from the plan, Shareholder servicing fees, Recordkeeping fees Recordkeeper $468,679 $0 $468,679
Curcio Webb Investment advisory (plan), Direct payment from the plan Investment Advisor $24,377 $0 $24,377
Mayer Hoffman Mccann Accounting (including auditing), Direct payment from the plan Auditor $17,000 $0 $17,000
Cisc Brokerage Investment advisory (participants), Securities brokerage, Direct payment from the plan, Shareholder servicing fees, Securities brokerage commissions and fees Broker $2,862 $0 $2,862
Total $512,918 $0 $512,918

Service Providers
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
J.P.Morgan Retirement Plan Services Dodge and Cox Shareholder servicing fees See Attachment Dodge and Cox Stock $0
J.P.Morgan Retirement Plan Services Harbor Funds Shareholder servicing fees See Attachment Harbor Capital Appreciation-Inst $0
J.P.Morgan Retirement Plan Services Investment Counselors of Maryland Shareholder servicing fees See Attachment Icm Small Company $0
J.P.Morgan Retirement Plan Services American Fund Group Shareholder servicing fees See Attachment American Funds Europacific Growth-R5 $0
CISC Alliancebernstein Shareholder servicing fees Rate of .20% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
CISC Allianz Shareholder servicing fees Rate of .10% of Sales and .06% of Average Daily Balance of Assets. $0
CISC American Century Shareholder servicing fees Rate of .25% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
CISC Delaware Funds Shareholder servicing fees Rate of .25% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
CISC Dreyfus Shareholder servicing fees Rate of .25% of Sales and .05% of Average Daily Balance of Assets. $0
CISC Eaton Vance Shareholder servicing fees Rate of .20% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $50,000 Annually. $0
CISC Federated Shareholder servicing fees Rate of .20% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
CISC Fidelity Shareholder servicing fees Rate of .20% of Sales and Fixed Rate $40,000 Annually. $0
CISC Franklin Shareholder servicing fees Rate of .08% of Sales and .02%-.05% of Average Daily Balance of Assets. $0
CISC Hartford Shareholder servicing fees Range of .15-.20% of Sales and .03-.05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
CISC J.P. Morgan Funds Shareholder servicing fees Rate of .20% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
CISC MFS Shareholder servicing fees Rate of .10% of Sales and .05% of Average Daily Balance of Assets. $0
CISC Nuveen Shareholder servicing fees Rate of .10%-.20% of Sales and .05% of Average Dai Balance of Assets. $0
CISC Oppenheimer Shareholder servicing fees Rate of .06% of Average Daily Balance of Assets. $0
CISC Pimco Shareholder servicing fees Rate of .10% of Sales and .03%-.06% of Average Dai Balance of Assets. $0
CISC Principal Shareholder servicing fees Rate of .25% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
CISC Putnam Shareholder servicing fees Rate of .25% of Sales and .05% of Average Daily Balance of Assets(S); Fixed Rate $40,000 Annually. $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.