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Company:
IBM (International Business Machines)

Plan:
IBM 401k Plus Plan
 
Service Providers
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Statestreet Trustee (directed), Investment management fees paid directly by plan, Investment management, Other fees, Direct payment from the plan Party-In-Interest $8,819,919 $0 $8,819,919
Fidelity Participant loan processing, Recordkeeping fees, Direct payment from the plan, Account maintenance fees, Sub-transfer agency fees Party-In-Interest $6,784,593 $0 $6,784,593
Jp Morgan Investment advisory (plan), Other fees, Investment management, Investment management fees paid directly by plan Party-In-Interest $3,533,729 $0 $3,533,729
Pimco Investment management fees paid directly by plan, Other fees Party-In-Interest $3,440,548 $0 $3,440,548
Rbc Capital Markets Investment management, Direct payment from the plan Party-In-Interest $2,817,937 $0 $2,817,937
Bank of America Investment management, Direct payment from the plan Party-In-Interest $1,577,387 $0 $1,577,387
Financial Engines Consulting (general) Party-In-Interest $1,348,589 $0 $1,348,589
Blackrock Investment management fees paid directly by plan Party-In-Interest $1,166,470 $0 $1,166,470
Nisa Investment Advisors Investment management fees paid directly by plan Party-In-Interest $1,039,312 $0 $1,039,312
Western Asset Management Investment management fees paid directly by plan Party-In-Interest $977,774 $0 $977,774
Loomis Sayles & Co, Lp Investment management, Direct payment from the plan Party-In-Interest $872,991 $0 $872,991
IBM Plan Administrator, Direct payment from the plan, Other fees Employer $611,251 $2,665 $613,916
Vanguard Investment management fees paid directly by plan Party-In-Interest $596,366 $0 $596,366
TCW Investment management fees paid directly by plan Party-In-Interest $509,076 $0 $509,076
Neuberger Berman Investment management, Investment management fees paid directly by plan Party-In-Interest $309,884 $0 $309,884
Prudential Insurance Company Investment management fees paid directly by plan Party-In-Interest $197,525 $0 $197,525
Buck Consultants Consulting (pension), Direct payment from the plan Party-In-Interest $59,539 $0 $59,539
Russell Investments Investment management fees paid directly by plan Party-In-Interest $50,331 $0 $50,331
Covington & Burling Legal, Direct payment from the plan Party-In-Interest $42,701 $0 $42,701
Corporate Compensation Plans, Inc. Consulting (general) Party-In-Interest $33,904 $0 $33,904
Cem Benchmarking Foreign entity (...), Other services Party-In-Interest $20,000 $0 $20,000
Towers Watson Wyatt Worldwide Actuarial, Direct payment from the plan Party-In-Interest $14,928 $0 $14,928
Markit Other fees Party-In-Interest $14,500 $0 $14,500
Hewitt Associates Legal, Direct payment from the plan Party-In-Interest $6,293 $0 $6,293
Total $34,845,547 $2,665 $34,848,212

Service Providers
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
There are no service providers with indirect compensation listed for this plan.
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.