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Company:
Hitachi America, Ltd.

Plan:
Hitachi Employee 401k Retirement Plan
Print Complete 5500 Print Complete 5500
 
Service Providers
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Jpm Institutional Invest, Inc Investment advisory (participants), Direct payment from the plan Investment Manager $254,363 $0 $254,363
Jp Morgan Investment Management Custodial (securities), Investment advisory (plan), Investment management, Direct payment from the plan, Investment management fees paid directly by plan Investment Manager $206,895 $0 $206,895
Jp Morgan Retirement Plan Services Recordkeeping and information management (computing, tabulating, data processing, etc.), Participant loan processing, Direct payment from the plan, Shareholder servicing fees, Recordkeeping fees Recordkeeper $31,900 $0 $31,900
Charles Schwab & Co Investment advisory (participants), Securities brokerage, Direct payment from the plan, Shareholder servicing fees, Securities brokerage commissions and fees Broker $22,456 $0 $22,456
Total $515,614 $0 $515,614

Service Providers
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
J.P.Morgan Retirement Plan Services American Century Shareholder servicing fees See Attachment American Century Growth-Inv $0
J.P.Morgan Retirement Plan Services American Century Shareholder servicing fees See Attachment American Century Value-Inv $0
J.P.Morgan Retirement Plan Services American Century Shareholder servicing fees See Attachment American Century Small Cap Value-Ins $0
J.P.Morgan Retirement Plan Services American Century Shareholder servicing fees See Attachment American Century Large Company Value-Inv $0
J.P.Morgan Retirement Plan Services Pimco Shareholder servicing fees See Attachment Pimco Total Return - Admin $0
J.P.Morgan Retirement Plan Services Artisan Funds Shareholder servicing fees See Attachment Artisan Mid Cap-Inv $0
J.P.Morgan Retirement Plan Services Blackrock Shareholder servicing fees See Attachment Blackrock Eafe Equity Index-D $0
J.P.Morgan Retirement Plan Services Blackrock Shareholder servicing fees See Attachment Blackrock Extended Equity Market-D $0
J.P.Morgan Retirement Plan Services Blackrock Shareholder servicing fees See Attachment Blackrock Us Debt-D $0
J.P.Morgan Retirement Plan Services Blackrock Shareholder servicing fees See Attachment Blackrock Sandp 500 Equity Index-I $0
J.P.Morgan Retirement Plan Services Ariel Capital Management LLC Shareholder servicing fees See Attachment Ariel Appreciation Fund $0
J.P.Morgan Retirement Plan Services American Fund Group Shareholder servicing fees See Attachment American Funds Europacific Growth-R4 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Stable Value $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Intrepid Growth-R5 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement Income-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2045-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2040-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2035-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2030-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2025-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2020-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2015-C10 $0
J.P.Morgan Retirement Plan Services J.P. Morgan Funds Shareholder servicing fees See Attachment Jpmorgan Smartretirement 2010-C10 $0
Charles Schwab & Co., Inc. Acadian Funds Shareholder servicing fees See Attachment Acadian Funds $0
Charles Schwab & Co., Inc. Alger Shareholder servicing fees See Attachment Alger $0
Charles Schwab & Co., Inc. Alliancebernstein Shareholder servicing fees See Attachment Alliancebernstein $0
Charles Schwab & Co., Inc. Allianz Funds Shareholder servicing fees See Attachment Allianz Funds $0
Charles Schwab & Co., Inc. ALPS Shareholder servicing fees See Attachment Alps $0
Charles Schwab & Co., Inc. American Century Investments Shareholder servicing fees See Attachment American Century Investments $0
Charles Schwab & Co., Inc. American Funds Shareholder servicing fees See Attachment American Funds $0
Charles Schwab & Co., Inc. Ariel Shareholder servicing fees See Attachment Ariel $0
Charles Schwab & Co., Inc. Artio Global Shareholder servicing fees See Attachment Artio Global $0
Charles Schwab & Co., Inc. Artisan Shareholder servicing fees See Attachment Artisan $0
Charles Schwab & Co., Inc. Aston Shareholder servicing fees See Attachment Aston $0
Charles Schwab & Co., Inc. Baron Capital Group Shareholder servicing fees See Attachment Baron Capital Group $0
Charles Schwab & Co., Inc. Blackrock Shareholder servicing fees See Attachment Blackrock $0
Charles Schwab & Co., Inc. Calamos Shareholder servicing fees See Attachment Calamos $0
Charles Schwab & Co., Inc. Cohen & Steers Shareholder servicing fees See Attachment Cohen & Steers $0
Charles Schwab & Co., Inc. Columbia Shareholder servicing fees See Attachment Columbia $0
Charles Schwab & Co., Inc. Croft Shareholder servicing fees See Attachment Croft $0
Charles Schwab & Co., Inc. Davis Funds Shareholder servicing fees See Attachment Davis Funds $0
Charles Schwab & Co., Inc. Diamond Hill Funds Shareholder servicing fees See Attachment Diamond Hill Funds $0
Charles Schwab & Co., Inc. Direxion Funds Shareholder servicing fees See Attachment Direxion Funds $0
Charles Schwab & Co., Inc. Dreyfus Shareholder servicing fees See Attachment Dreyfus $0
Charles Schwab & Co., Inc. Driehaus Shareholder servicing fees See Attachment Driehaus $0
Charles Schwab & Co., Inc. Eaton Vance Shareholder servicing fees See Attachment Eaton Vance $0
Charles Schwab & Co., Inc. Federated Shareholder servicing fees See Attachment Federated $0
Charles Schwab & Co., Inc. Fidelity Investments Shareholder servicing fees See Attachment Fidelity Investments $0
Charles Schwab & Co., Inc. First Eagle Shareholder servicing fees See Attachment First Eagle $0
Charles Schwab & Co., Inc. Firsthand Funds Shareholder servicing fees See Attachment Firsthand Funds $0
Charles Schwab & Co., Inc. Fmi Funds Shareholder servicing fees See Attachment Fmi Funds $0
Charles Schwab & Co., Inc. Franklin Templeton Investments Shareholder servicing fees See Attachment Franklin Templeton Investments $0
Charles Schwab & Co., Inc. Gabelli Shareholder servicing fees See Attachment Gabelli $0
Charles Schwab & Co., Inc. Goldman Sachs Shareholder servicing fees See Attachment Goldman Sachs $0
Charles Schwab & Co., Inc. Greenspring Shareholder servicing fees See Attachment Greenspring $0
Charles Schwab & Co., Inc. Hartford Mutual Funds Shareholder servicing fees See Attachment Hartford Mutual Funds $0
Charles Schwab & Co., Inc. Heartland Shareholder servicing fees See Attachment Heartland $0
Charles Schwab & Co., Inc. Henderson Global Shareholder servicing fees See Attachment Henderson Global $0
Charles Schwab & Co., Inc. Hennessy Shareholder servicing fees See Attachment Hennessy $0
Charles Schwab & Co., Inc. Icon Funds Shareholder servicing fees See Attachment Icon Funds $0
Charles Schwab & Co., Inc. Ing Funds Shareholder servicing fees See Attachment Ing Funds $0
Charles Schwab & Co., Inc. Invesco Aim Shareholder servicing fees See Attachment Invesco Aim $0
Charles Schwab & Co., Inc. Ivy Funds Shareholder servicing fees See Attachment Ivy Funds $0
Charles Schwab & Co., Inc. Janus Shareholder servicing fees See Attachment Janus $0
Charles Schwab & Co., Inc. John Hancock Shareholder servicing fees See Attachment John Hancock $0
Charles Schwab & Co., Inc. Jpmorgan Shareholder servicing fees See Attachment Jpmorgan $0
Charles Schwab & Co., Inc. Keeley Shareholder servicing fees See Attachment Keeley $0
Charles Schwab & Co., Inc. Kinetics Shareholder servicing fees See Attachment Kinetics $0
Charles Schwab & Co., Inc. Laudus Funds Shareholder servicing fees See Attachment Laudus Funds $0
Charles Schwab & Co., Inc. Lazard Shareholder servicing fees See Attachment Lazard $0
Charles Schwab & Co., Inc. Manning & Napier Shareholder servicing fees See Attachment Manning & Napier $0
Charles Schwab & Co., Inc. Matthews Asia Funds Shareholder servicing fees See Attachment Matthews Asia Funds $0
Charles Schwab & Co., Inc. Motley Fool Shareholder servicing fees See Attachment Motley Fool $0
Charles Schwab & Co., Inc. Muhlenkamp Shareholder servicing fees See Attachment Muhlenkamp $0
Charles Schwab & Co., Inc. Munder Shareholder servicing fees See Attachment Munder $0
Charles Schwab & Co., Inc. Nakoma Capital Management LLC Shareholder servicing fees See Attachment Nakoma Capital Management LLC $0
Charles Schwab & Co., Inc. Natixis Funds Shareholder servicing fees See Attachment Natixis Funds $0
Charles Schwab & Co., Inc. Nuveen Shareholder servicing fees See Attachment Nuveen $0
Charles Schwab & Co., Inc. O'shaughnessy Asset Management Shareholder servicing fees See Attachment O'shaughnessy Asset Management $0
Charles Schwab & Co., Inc. Oakmark Shareholder servicing fees See Attachment Oakmark $0
Charles Schwab & Co., Inc. Oppenheimerfunds Shareholder servicing fees See Attachment Oppenheimerfunds $0
Charles Schwab & Co., Inc. Pacific Advisors Funds Shareholder servicing fees See Attachment Pacific Advisors Funds $0
Charles Schwab & Co., Inc. Parnassus Shareholder servicing fees See Attachment Parnassus $0
Charles Schwab & Co., Inc. Permanent Portfolio Shareholder servicing fees See Attachment Permanent Portfolio $0
Charles Schwab & Co., Inc. Perritt Shareholder servicing fees See Attachment Perritt $0
Charles Schwab & Co., Inc. Pioneer Investments Shareholder servicing fees See Attachment Pioneer Investments $0
Charles Schwab & Co., Inc. Principal Funds Shareholder servicing fees See Attachment Principal Funds $0
Charles Schwab & Co., Inc. Profunds Shareholder servicing fees See Attachment Profunds $0
Charles Schwab & Co., Inc. Prudential Investments Shareholder servicing fees See Attachment Prudential Investments $0
Charles Schwab & Co., Inc. Quaker Shareholder servicing fees See Attachment Quaker $0
Charles Schwab & Co., Inc. Rainier Shareholder servicing fees See Attachment Rainier $0
Charles Schwab & Co., Inc. Ridgeworth Shareholder servicing fees See Attachment Ridgeworth $0
Charles Schwab & Co., Inc. Royce Shareholder servicing fees See Attachment Royce $0
Charles Schwab & Co., Inc. Schwab Funds Shareholder servicing fees See Attachment Schwab Funds $0
Charles Schwab & Co., Inc. Scout Shareholder servicing fees See Attachment Scout $0
Charles Schwab & Co., Inc. SIT Shareholder servicing fees See Attachment Sit $0
Charles Schwab & Co., Inc. State Street Global Advisors. Shareholder servicing fees See Attachment State Street Global Advisors. $0
Charles Schwab & Co., Inc. T. Rowe Price Shareholder servicing fees See Attachment T. Rowe Price $0
Charles Schwab & Co., Inc. The Westport Funds Shareholder servicing fees See Attachment The Westport Funds $0
Charles Schwab & Co., Inc. The World Funds, Inc Shareholder servicing fees See Attachment The World Funds, Inc $0
Charles Schwab & Co., Inc. Third Avenue Shareholder servicing fees See Attachment Third Avenue $0
Charles Schwab & Co., Inc. Thornburg Shareholder servicing fees See Attachment Thornburg $0
Charles Schwab & Co., Inc. U.S. Global Investors Shareholder servicing fees See Attachment U.S. Global Investors $0
Charles Schwab & Co., Inc. Value Line Shareholder servicing fees See Attachment Value Line $0
Charles Schwab & Co., Inc. Van Eck Shareholder servicing fees See Attachment Van Eck $0
Charles Schwab & Co., Inc. Virtus Shareholder servicing fees See Attachment Virtus $0
Charles Schwab & Co., Inc. Wasatch Shareholder servicing fees See Attachment Wasatch $0
Charles Schwab & Co., Inc. Westcore Shareholder servicing fees See Attachment Westcore $0
Charles Schwab & Co., Inc. Wilmington Mutual Funds Shareholder servicing fees See Attachment Wilmington Mutual Funds $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.