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Company:
Rockefeller Group International, Inc.

Plan:
The Rockefeller Group International, Inc. Incentive Savings Plan
 
Form 5500 | Service Providers
Information on Persons Receiving Only Eligible Indirect Compensation
Person Or Organization Providing Disclosure
Columbia Management Services Inc.
Davis Ny Venture Boston Financial
T. Rowe Price Investment
The Vanguard Group Inc.
Janus Services LLC
Lazard
Wells Fargo
Goldman Sachs
Franklin Templeton Investments
The Vanguard Group Inc.
Invesco Investment Services, Inc.
Old Mutual Capital, Inc.

Information on Other Service Providers Receiving Direct or Indirect Compensation
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Fidelity Investments In Op Co, Inc. Recordkeeping and information management (computing, tabulating, data processing, etc.), Participant loan processing, Sub-transfer agency fees, Recordkeeping fees, Account maintenance fees Recordkeeper $2,093 $0 $2,093
Total $2,093 $0 $2,093

Indirect Compensation Details
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Fidelity Investments In Op Co, Inc. Columbia Mgmt Investment Svcs Corp Sub-transfer agency fees 0.35% of Col Mid Cap Growth Z Fund $0
Fidelity Investments In Op Co, Inc. Boston Financial Data Service, Inc. Sub-transfer agency fees 0.40% of Davis Ny Venture A Fund, 0.15% of Lzrd Emrg Mkts Eq Is Fund, 0.40% of Wfa Sm Cap Val Inv Fund $0
Fidelity Investments In Op Co, Inc. Goldman, Sachs & Co. Sub-transfer agency fees 0.10% of Gs Midcap Value Inst Fund $0
Fidelity Investments In Op Co., Inc Janus Services LLC Sub-transfer agency fees 0.34% of Janus Worldwide T Fund $0
Fidelity Investments In Op Co., Inc Franklin Templeton Investr Svcs LLC Sub-transfer agency fees 0.25% of Tmpl Global Bond A Fund $0
Fidelity Investments In Op Co., Inc T Rowe Price Sub-transfer agency fees 0.15% of Trp Equity Income Fund $0

Service Providers Who Fail or Refuse to Provide Information
Name Nature of Service Description of Information
There are no service providers who failed or refused to provider information.

Termination Information on Accountants and Enrolled Actuaries
Name Position Explanation
There is no termination information for this plan.
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.