Home   >   Freescale Semiconductor, Inc. 401k Retirement Savings Plan  >  Form 5500   >   Service Providers
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Company:
Freescale Semiconductor, Inc.

Plan:
Freescale Semiconductor, Inc. 401k Retirement Savings Plan
Print Complete 5500 Print Complete 5500
 
Service Providers
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Janus Capital Group Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan, Soft dollars commissions NONE $651,397 $0 $651,397
Pimco Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $642,153 $0 $642,153
Nfj Investment Group LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions, Investment management fees paid indirectly by plan NONE $601,137 $0 $601,137
Alliance Bernstein Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan, Soft dollars commissions NONE $487,424 $0 $487,424
Hewitt Associates LLC Recordkeeping and information management (computing, tabulating, data processing, etc.), Direct payment from the plan, Sub-transfer agency fees, Other fees NONE $401,823 $0 $401,823
Driehaus Capital Management LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Securities brokerage commissions and fees, Investment management fees paid indirectly by plan NONE $391,413 $0 $391,413
Buckhead Capital Management LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan, Soft dollars commissions, Securities brokerage commissions and fees NONE $388,132 $0 $388,132
Wells Capital Management Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $374,196 $0 $374,196
Calamos Advisors LLC Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Soft dollars commissions, Investment management fees paid indirectly by plan NONE $342,339 $0 $342,339
Northern Trust Company Trustee (bank, trust company, or similar financial institution), Direct payment from the plan, Other commissions NONE $226,829 $0 $226,829
Deutsche Asset Management Investment management, Direct payment from the plan, Investment management fees paid directly by plan, Investment management fees paid indirectly by plan NONE $204,143 $0 $204,143
Jh Ellwood and Associates Inc Investment advisory (plan), Direct payment from the plan NONE $195,991 $0 $195,991
Hewitt Financial Services LLC Securities brokerage, Finders' fees/placement fees, Distribution (12b-1) fees NONE $156,410 $15,990 $172,400
Pershing LLC Shareholder servicing fees, Finders' fees/placement fees, Securities brokerage commissions and fees, Other fees NONE $0 $100,244 $100,244
Guided Choice Asset Management Inc Investment advisory (participants), Direct payment from the plan NONE $96,647 $0 $96,647
Atchley and Associates LLP Accounting (including auditing), Direct payment from the plan NONE $26,418 $0 $26,418
Fulbright and Jaworski LLP Direct payment from the plan, Legal NONE $8,557 $0 $8,557
Total $5,195,009 $116,234 $5,311,243

Service Providers
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Hewitt Associates LLC Guidedchoice Other fees 4 Dollar Online Per Ppt eligible for Online Advice $0
Hewitt Financial Services LLC Pershing LLC Finders' fees/placement fees Finders Fees $10,068
Hewitt Financial Services LLC Multiple Mutual Fund Companies Distribution (12b-1) fees Aggregated Investment Manager Fund Fees $5,922
Pershing LLC Multiple Mutual Fund Companies Shareholder servicing fees, Finders' fees/placement fees Shareholder Servicing Fees, Finders Fees $19,104
Pershing LLC Hewitt Financial Services LLC Securities brokerage commissions and fees, Other fees Securities Brokerage Commission and Fees Other Fee $81,140
Hewitt Associates LLC Oakmark Equity and Income Sub-transfer agency fees 0.0035 $0
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.