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Company:
Emerson-Swan, Inc.

Plan:
Emerson-Swan Retirement Plan
 
Form 5500 | Service Providers
Information on Persons Receiving Only Eligible Indirect Compensation
Person Or Organization Providing Disclosure
There is no information on eligible indirect compensation for this plan.

Information on Other Service Providers Receiving Direct or Indirect Compensation
Name Nature of Service Relationship to Plan Sponsor Direct Compensation Paid by Plan Indirect Compensation Paid by Plan Total Compensation
Bank of America Corporation Investment management fees paid directly by plan, Non-monetary compensation, Shareholder servicing fees, Sub-transfer agency fees, Distribution (12b-1) fees, Other investment fees and expenses N/A $28,075 $60,978 $89,053
Hartford Retirement Services, LLC Recordkeeping and information management (computing, tabulating, data processing, etc.), Participant loan processing, Participant communication, Other services, Direct payment from the plan, Recordkeeping fees, Account maintenance fees, Other fees N/A $500 $30,537 $31,037
Gpc Securities, Inc. Recordkeeping and information management (computing, tabulating, data processing, etc.), Recordkeeping fees, Account maintenance fees N/A $0 $7,439 $7,439
Reliance Trust Company Custodial (securities), Other fees, Trustee (directed) N/A $0 $1,860 $1,860
Total $28,575 $100,814 $129,389

Indirect Compensation Details
Name Source of Indirect Compensation* Nature of Service Description of Indirect Compensation Indirect Compensation Paid by Plan
Hartford Retirement Services, LLC Bank of America Corporation Recordkeeping and information management (computing, tabulating, data processing, etc.) See Form 5500 Schedule C Report Attachment $30,537
Reliance Trust Company Hartford Retirement Services, LLC Custodial (securities), Other fees See Form 5500 Schedule C Report Attachment $1,860
Bank of America Corporation See Attached Form Schedule C Report Investment management fees paid directly by plan, Non-monetary compensation, Shareholder servicing fees, Sub-transfer agency fees, Distribution (12b-1) fees, Other investment fees and expenses See Form 5500 Schedule C Report Attachment $60,978
Gpc Securities, Inc. Hartford Retirement Services, LLC Recordkeeping and information management (computing, tabulating, data processing, etc.), Recordkeeping fees, Account maintenance fees See Attached Form 5500 Schedule C Report $7,439

Service Providers Who Fail or Refuse to Provide Information
Name Nature of Service Description of Information
There are no service providers who failed or refused to provider information.

Termination Information on Accountants and Enrolled Actuaries
Name Position Explanation
There is no termination information for this plan.
*As outlined by the Form 5500 Instructions for service providers with indirect compensation.