Overview

Plan Rating

BrightScope Rating
85
Lowest Rating in Peer Group
Average Rating in Peer Group
Highest Rating in Peer Group
0102030405060708090100
Lowest in Peer Group (37)
Average in Peer Group ()
Highest in Peer Group (91)

Plan Description

Daiwa Capital Markets America Inc. Retirement Investment Plan is a defined contribution plan with a profit-sharing component and 401k feature. This plan has a BrightScope Rating of 85. This plan is in the top 15% of plans for Account Balances, Company Generosity, Participation Rate, and Salary Deferral. Daiwa Capital Markets America Inc. Retirement Investment Plan currently has over 400 active participants and over $71.8M in plan assets.

Did you know?

For the average 401k participant, the 6 point difference between this plan's BrightScope Rating (85) and the top rated plan (91) could equate to:
6
Additional years of work
*The delay in retirement calculations apply solely to this defined contribution plan and do not take into account other retirement plans and programs offered by this employer.How is this calculated?

Plan Details

Plan Details Relevant details about the plan and the plan sponsor, including the address and industry of the plan sponsor and the size of the plan in assets and participants.

 
Plan data accurate as of 12/31/2014
Plan data has been audited by an Independent Qualified Public Accountant (IQPA).
Address 32 Old Slip
  • Location
    New York , NY
  • 10005
  • Industry
    Securities Brokerage
  • Administrator
    Paula Mullane
  • Sponsor
    Gary Mass
  • Net Plan Assets
    $71,800,000
  • Total Participants
    470
  • Avg Account Balance
    $150,000

Plan Components

Component Ratings

Design

Total Plan Cost:
Low Fees
Company Generosity:
Great

Performance

Participation Rate:
Great
Salary Deferrals:
Great
Account Balance:
Great

Design

Total Plan Cost:
Low Fees
Company Generosity:
Great

Performance

Participation Rate:
Great
Salary Deferrals:
Great
Account Balance:
Great

Peer Group Plans

Company Rating
Jane Street Group, LLC 89.7
CTC Trading Group, L.L.C. 87.8
Instinet 83.4
FBR & Co. 80.0
Vining-Sparks IBG, L.P. 79.0
GFI Group 78.7
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Investments

Investment Menu Stats

# of Investment Options

34

(Plan Average: 20)

Largest Funds in this Plan Allocation of Assets 1 YR Rank in Category
Wells Fargo Stable Return Trust 17%
N/A
Oakmark Equity & Income 13%
92%
BlackRock S&P 500 Index 11%
18%
Fund hidden
100%
Fund hidden
100%
Fund hidden
100%
Fund hidden
100%
View all funds in this plan

Providers

Plan Service Providers

SERVICE PROVIDER
Recordkeeper
Bank of America Merrill Lynch
Auditor
Pannell Kerr Forster, P.C.

Articles and Questions

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