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How can I make a correction on the Advisor information. Is there a phone number I can call to speak to someone?

NEED TO CORRECT INFO ON AN ADVISOR'S "experience and employment history"..

RE ADVISOR: NOREEN CLEMENT..... PLEASE "REMOVE" THE WORDING "OF PRESENT" FROM COMPANIES LISTED AS FOLLOWS: UNITED RESOURCES AND NEW LIFE REALTY, INC THANK YOU PLEASE CONFIRM WHEN DONE VIA MY EMAIL: pching@metlife.com

THANK YOU

Apr 11, 2012 by Paula from Honolulu, HI in  |  Flag
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3 votes

Paula, You have to correct this information yourself by updating the U4 through the IARD system. We had the same problem, submitted a corrected filing and are now waiting for Brightscope to reflect the changes. Brightscope is a downstream aggregator and presenter of information so they can't fix the problem. I hope this helps.

Comment   |  Flag   |  Apr 30, 2013 from Kingsport, TN

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Did you try an email to someone on the Contact page? Brightscope has been great about any request that I have had so far.

It seems that some information may not be totally up to date.

*Experience and Employment History information reflects the past 10 years of employment as reported on the SEC ADV filing as of 07/14/2010, and is not a complete representation of the advisor's experience and employment history. Furthermore, the advisor is required to provide this information only while registered with an investment advisor firm and the information is not updated through Form U4 after the advisor ceases to be registered. Therefore, an employment date of "Present" may not reflect the advisor's current employment status.

Comment   |  Flag   |  Apr 11, 2012 from Lititz, PA

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