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Unanswered Questions in Advice for Advisors

As a financial advisor, you deal with every day business issues that accompany overseeing a practice. In this section you can learn how your advisor colleagues have solved similar issues and gain insights you can apply to your practice.

I work for a bank. I am the advisor for the 401k at our company. I do not receive any fee for services on the plan. Is that per regulation or a company choice? My president is unsure.

0 answers, 2 followers | Jan 25, 2019 by David
2 answers, 3 followers | Mar 15, 2016 by Erin

This might not mean anything to some people but, he sent her a TEXT from the other room and told her "I'm not in love with you and I don't want to be with you anymore!"...then he proceeded to tell her he hasn't been since before her heart attack 4 years ...(more)

1 answer, 2 followers | Dec 18, 2015 by alisha

If I have a client that opened a RIA Channel 529 plan with me and I have no other of his assets under my control how could I charge my quarterly fees? Do the plans send me a check for my percent of the fees on a quarterly basis? Do I have to charge him ...(more)

2 answers, 3 followers | Mar 10, 2014 by Joseph
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