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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
J.P. Morgan Securities LLC 5 years, 11 months Apr 2011 - Present
Jpmorgan Chase Bank 6 years, 4 months Nov 2010 - Present
B-Trade Services LLC 3 months Jan 2008 - Apr 2008
Pershing Advisor Solutions LLC 5 years, 1 month Sep 2005 - Oct 2010
Pershing Trading Company, L.P. 1 year, 1 month Aug 2004 - Sep 2005
Pershing LLC 7 years, 5 months May 2003 - Oct 2010
Bny Clearing Services LLC 8 months Aug 2002 - Apr 2003
Strong Investments, Inc. 3 years, 6 months Feb 1999 - Aug 2002
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Dennis Allen Wallestad?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Jul 20, 2012
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Oct 27, 2014
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Pershing LLC

Last updated on Dec. 14, 2005
    • N/A
      Total Assets Under Management
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      Total Assets Under Advisement
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      Accounts
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      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Hourly Charges
  • Subscription Fees
  • Fixed Fees
  • A Percentage Of Assets In Sponsored Wrap Fee Programs.
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