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Overview

Services

Advisor Services

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Funds

Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
LPL Financial LLC 9 years, 12 months Mar 2010 - Present
Axa Advisors, LLC 4 years, 7 months Jun 2005 - Jan 2010

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Brian Slade

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 13, 2020
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Oct 9, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

LPL Financial LLC

Last updated on Jan. 24, 2020
    • $159.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 787K
      Accounts
    • $202.3K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions