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Xavier Marquezdelaplata

LPL Financial LLC

Colleyville

TX

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Overview

Services

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Funds

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Experience

No timeline events available.
Employer Years Dates
LPL Financial LLC 5 years, 7 months Mar 2011 - Present
Quality Family Homes 8 years, 5 months May 2008 - Present
Chase Investment Services Corp. 2 years, 10 months Jul 2005 - May 2008
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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    5
  • as of date
    Dec 24, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    3
  • as of date
    Jan 16, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

LPL Financial LLC

Last updated on Sept. 22, 2016
    • $112.1B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 531K
      Accounts
    • $211.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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