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Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -Charitable Planning
  • Pension Consulting
    • -401k
    • -403b
    • -457
  • Portfolio Management
    • -Individuals and/or Small Businesses

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
J.P. Stam Advies & Beheer Bv 1 year, 9 months Oct 2017 - Present
Ameriprise Financial Services, Inc. 3 years, 9 months Jan 2014 - Oct 2017
Triad Advisors, Inc 3 years, 8 months May 2010 - Jan 2014
Gitterman & Associates Wealth Management, LLC 3 years, 9 months Apr 2010 - Jan 2014
Ing Financial Advisers, LLC 8 years May 2002 - May 2010

Designations & Memberships

  • Financial Planning Association
    Membership
    Financial Planning Association
    The Financial Planning Association (FPA®) is the largest membership organization for personal financial planning experts in the U.S. and includes professionals from all backgrounds and business models. We help connect thousands of consumers to competent and ethical planners who uphold the FPA Standard of Care.
  • Financial Services Institute
    Membership
    Financial Services Institute
    Founded in 2004, FSI is the only advocacy organization working on behalf of independent broker-dealers and independent financial advisors. Our vision is that all individuals have access to competent and affordable financial advice, products, and services delivered by a growing network of independent financial advisors affiliated with independent financial services firms. Our mission is to create a healthier regulatory environment for independent broker-dealers and their affiliated independent financial advisors through aggressive and effective advocacy, education, and public awareness. Our strategy supports our vision and mission through robust involvement in FINRA governance, constructive engagement in the regulatory process, and effective influence on the legislative process.
  • Accredited Asset Management Specialist
    Designation
    Accredited Asset Management Specialist
    Individuals holding this designation are well versed in asset management processses, asset allocation and selection, taxation of investment products, investments and insurance for both individuals and businesses
  • Accredited Investment Fiduciary
    Designation
    Accredited Investment Fiduciary
    The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply the fiduciary practices.

Articles and Answers

Insights by David Katz

Life Insurance is not a Retirement Plan
Published 2013-01-16 17:09:27
    *Articles are published by advisors without compensation.

    Answers

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    There are no answers for this advisor to display at this time.

    Licenses & Conducts

    SEC
    U.S. Securities and Exchange Commission
    • license status
      Registered
    • disclosures
      None
    • as of date
      Nov 6, 2018
    FINRA
    FINRA
    • license status
      Registered
    • disclosures
      None
    • as of date
      Nov 7, 2018
    Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

    Assets

    Advisor

    Last updated on Nov. 7, 2018
      • $325.0M
        Total Assets Under Management
      • $0
        Total Assets Under Advisement
      • 1K
        number of clients
      • $251.9K
        Estimated Average Account Balance Per Client

    Raymond James & Associates, Inc.

    Last updated on May 10, 2019
      • $176.1B
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 591K
        Accounts
      • $297.8K
        Estimated Average Account Balance

    Fees

    Types of Compensation Arrangements