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Stephen J. Korving, CFP®

Helping families simplify their finances and prepare for the future they want.

Korving & Company LLC



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Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Charitable Planning
    • -Other Financial Planning
    • -Tax Planning
  • Pension Consulting
    • -401k
    • -Other Pension Consulting
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Businesses or Institutional Clients


Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

There is no client type data to display at this time.



No timeline events available.
Employer Years Dates
Korving & Company LLC 10 years, 3 months Jan 2010 - Present
UBS Financial Services Inc. 5 years, 5 months Aug 2004 - Jan 2010

Designations & Memberships

  • Financial Planning Association
    Financial Planning Association
    The Financial Planning Association (FPA®) is the largest membership organization for personal financial planning experts in the U.S. and includes professionals from all backgrounds and business models. We help connect thousands of consumers to competent and ethical planners who uphold the FPA Standard of Care.
  • Certified Financial Planner
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.

Articles and Answers

Insights by Stephen Korving

    *Articles are published by advisors without compensation.


    Ask a financial questionAsk a question
    I am a young (26 y.o.) employee of the Federal Government. I am currently contributing 5% of my salary to TSP. What funds should I be in? I am in G now, and I know that this is far too conservative for my age, but I'm confused with the other funds (CSI and L). Please help!
    Hi Laura. If I read your question right, the other funds in the TSP have got you a bit confused, so you’ve put all of your investment in the G Fund for the time being. I’ll take a crack at explaining the other funds.The C Fund basically tries to replicate the S&P 500 Index. The S&P 500 I...  (more)
    Answered Apr 2013
    Company bought out, Employees told IRS put hold on 401k is this legal?
    Hi Shirley,What's probably going on is something referred to as a "blackout period" that generally occurs with corporate mergers or acquisitions. When a blackout period occurs, the company is under obligation to notify you that your ability to make changes to your investments, take loans, or obta...  (more)
    Answered Jun 2014
    Age to take cash balance withouth penality?
    Chris, you can find out the age at which you can take a penalty-free distribution from your cash balance plan by contacting your employer (or former employer). The ones I'm familiar with allow you to take distributions at age 55 without penalty, but that differs from what David says above. However...  (more)
    Answered Jun 2014
    Will 401k notify the beneficiary? What is the process in claiming a 401k? HR is not helping?
    Hi Julie, traditionally when someone passes away and they have a 401k account, it is the duty of the estate (i.e., the spouse, the children, or the executor) to contact the plan administrator to notify them of the participant's passing. (This is the same with any insurance policies, by the way!) ...  (more)
    Answered Aug 2015
    How do i enroll in the 401 plan?
    Hi Tina, If you contact your HR department they will be able to tell you when you're eligible to and how to enroll. (Some plans have eligibility requirements, including length of service.) They should also be able to tell you whether there is an employer match and how it "vests." Vesting is a f...  (more)
    Answered May 2014
      *Answers are submitted by advisors without compensation.

      Licenses & Conducts

      U.S. Securities and Exchange Commission
      • license status
      • disclosures
      • as of date
        Jan 2, 2020
      • license status
        Not registered
      • disclosures
      • as of date
        Oct 23, 2018
      Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:



      Last updated on March 25, 2020
        • $68.1M
          Total Assets Under Management
        • $0
          Total Assets Under Advisement
        • 139
          number of clients
        • $489.9K
          Estimated Average Account Balance Per Client

      Korving & Company LLC

      Last updated on March 9, 2020
        • $100.1M
          Total Assets Under Management
        • $0
          Total Assets Under Advisement
        • 139
          number of clients
        • $719.8K
          Estimated Average Account Balance Per Client


      Types of Compensation Arrangements