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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Janney Montgomery Scott LLC 3 years Jul 2013 - Present
Raymond James & Associates 1 year, 6 months Jan 2012 - Jul 2013
Morgan Stanley Smith Barney 2 years, 7 months Jun 2009 - Jan 2012
Citigroup Global Markets Inc. 9 years, 10 months Aug 1999 - Jun 2009
Are You
Steven Charles Sapirstein?
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Designations & Memberships

Membership information not available

Articles and Answers

Insights by Steven Sapirstein

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Nov 5, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Nov 5, 2015
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Janney Montgomery Scott LLC

Last updated on May 6, 2016
    • $19.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 61K
      Accounts
    • $323.3K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
  • Commissions
  • Fee Plus Commission
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