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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Usi Advisors, Inc. 2 months, 3 weeks May 2019 - Present
Usi Consulting Group, Inc. 3 months, 3 weeks Apr 2019 - Present
M Holdings Securities, Inc. 4 years May 2015 - May 2019
Chernoff Diamond 4 years, 6 months Oct 2014 - Apr 2019
Alliancebernstein 6 months Jan 2014 - Jul 2014
Navigant Consulting Inc. 6 months Jul 2013 - Jan 2014
N/A 8 years, 8 months Sep 2004 - May 2013
Are You
Thomas Francis Cooke IV?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    May 31, 2019
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    None
  • as of date
    N/A
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Usi Advisors

Last updated on May 28, 2019
    • $17.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 700
      Accounts
    • $25.2M
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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