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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Optsecurities, LLC 8 years, 2 months Jun 2008 - Present
E*Trade Securities LLC 2 years, 6 months Jan 2006 - Jul 2008
Harrisdirect LLC 11 months Feb 2005 - Jan 2006
First Citizens Bank 2 years, 7 months Jul 2002 - Feb 2005
Are You
Cara Elizabeth Lindner?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Dec 16, 2011
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Mar 28, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Wells Fargo Advisors Financial Network, LLC

Last updated on July 22, 2016
    • $38.4B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 131K
      Accounts
    • $292.2K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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