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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Ubs Securities LLC 1 year, 10 months Sep 2017 - Present
UBS AG 6 years Aug 2011 - Aug 2017
UBS AG 2 years, 5 months Feb 2009 - Jul 2011
Lehman Brothers 1 year, 3 months Oct 2007 - Jan 2009
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Helene Narcy?
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Designations & Memberships

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Articles and Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Not registered
  • disclosures
    None
  • as of date
    N/A
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Nov 30, 2018
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

UBS Financial Services Inc.

Last updated on March 29, 2019
    • $496.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 958K
      Accounts
    • $517.9K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
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