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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Nellie Green 7 months, 1 week May 2019 - Present
Various Insurance Carriers for W & R Insurance Agencies 7 months, 1 week May 2019 - Present
Various Insurance Carriers for W & R Insurance Agencies 7 months, 1 week May 2019 - Present
Waddell & Reed Inc 1 year, 6 months Jun 2018 - Present
Sam's Club 18 years, 9 months Mar 2001 - Present
Sams Club 18 years, 9 months Mar 2001 - Present
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Michael Alan Cain?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jun 11, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Aug 5, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Waddell & Reed

Last updated on Oct. 7, 2019
    • $21.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 170K
      Accounts
    • $124.8K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
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