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Overview

Services

Advisor Services

There is no Services data available to display at this time.

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Ameriprise Financial Services, Inc. 3 years, 9 months Mar 2014 - Present
LPL Financial LLC 2 years, 9 months Jun 2011 - Mar 2014
Private Advisor Group, LLC 2 years, 10 months May 2011 - Mar 2014
Securities America Advisors 2 months, 4 weeks Feb 2011 - May 2011
Securities America, Inc. 5 years, 6 months Aug 2005 - Feb 2011
Price Financial Group 6 years, 5 months Sep 2004 - Feb 2011
Grove Street Plaza 10 years, 2 months Jan 2004 - Mar 2014

Designations & Memberships

  • Accredited Portfolio Management Advisor
    Designation
    Accredited Portfolio Management Advisor
    Individuals who hold the APMA designation have completed a course of study encompassing client assessment and suitability, risk/return, investment objectives, bond and equity portfolios, modern portfolio theory and investor psychology.
  • Certified Public Accountant
    Designation
    Certified Public Accountant
    The Uniform CPA Examination protects the public interest by helping to ensure that only qualified individuals become licensed as U.S. Certified Public Accountants (CPAs). Individuals seeking to qualify as CPAs – the only licensed qualification in accounting – are required to pass the CPA Examination.
  • Chartered Retirement Planning Counselor
    Designation
    Chartered Retirement Planning Counselor
    The CRPC Program focuses on the pre- and post-retirement needs of individuals, allowing you to transform the retirement planning process into a positive experience.

Articles and Answers

Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 4, 2017
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 4, 2017
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Ameriprise Financial Services, Inc.

Last updated on Aug. 31, 2017
    • $198.0B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 1M
      Accounts
    • $173.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees