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Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -Charitable Planning
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Businesses or Institutional Clients

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Trusted Business Advisor Group 5 years, 7 months Mar 2014 - Present
Bauer, Captain & Johnson, Inc. 11 years, 11 months Nov 2007 - Present
Phoenix Wealth Advisors, LLC 10 years, 1 month Feb 2004 - Mar 2014

Designations & Memberships

  • Accredited Investment Fiduciary
    Designation
    Accredited Investment Fiduciary
    The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply the fiduciary practices.
  • Certified Financial Planner
    Designation
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.

Articles and Answers

Insights by David Carroll

There are no insights for this advisor to display at this time.

Answers

Ask a financial questionAsk a question
How do I transfer my funds?
One addition to the previous great answers. If you are transferring funds to your new employer's retirement plan or to our own IRA, then you want to make sure that you are doing a direct transfer and not a rollover. Sometimes the wording on the forms to distribute the funds can be confusing and you...  (more)
Answered Dec 2012
I have a 401k to roll over and would like to do a check/owner controlled plan. what are my best options?
Stephen- there are possibly two separate points here in your check/owner controlled plan wording - you can acheive "owner control" by following the answer from Kimberly Curtis and just setting up a self-directed IRA for yourself. If you are referring to a self-directed IRA that is sometimes said to...  (more)
Answered Dec 2012
    *Answers are submitted by advisors without compensation.

    Licenses & Conducts

    SEC
    U.S. Securities and Exchange Commission
    • license status
      Registered
    • disclosures
      None
    • as of date
      Oct 6, 2019
    FINRA
    FINRA
    • license status
      Not registered
    • disclosures
      None
    • as of date
      Aug 5, 2019
    Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

    Assets

    Bcj Capital Management

    Last updated on Oct. 14, 2019
      • $796.9M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 2K
        Accounts
      • $440.5K
        Estimated Average Account Balance

    Fees

    Types of Compensation Arrangements

    • Percentage Of Assets
    • Hourly Charges
    • Fixed Fees