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Louis I. Dagen, CFP, ChFC, WMS, CEP

No Current Employment Listed

San Ramon

CA

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Overview

Services

Advisor Services

  • Financial Planning
    • -Estate Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
    • -Charitable Planning
    • -Other Financial Planning
    • -Tax Planning

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Auspicious Financial, LLC 3 months, 2 weeks Sep 2018 - Present
Louis I. Dagen, CFP, ChFC WMS, CEP 4 years, 10 months Feb 2014 - Present
Pictet & Cie 4 years, 7 months Feb 2014 - Sep 2018
Raymond James Financial Services Advisors Inc. 4 years, 7 months Feb 2014 - Sep 2018
Raymond James & Associates, Inc. 5 years Feb 2009 - Feb 2014
Citigroup Global Markets Inc. 17 years, 7 months Jul 1991 - Feb 2009

Designations & Memberships

  • Financial Planning Association
    Membership
    Financial Planning Association
    The Financial Planning Association (FPA®) is the largest membership organization for personal financial planning experts in the U.S. and includes professionals from all backgrounds and business models. We help connect thousands of consumers to competent and ethical planners who uphold the FPA Standard of Care.
  • Certified Financial Planner
    Designation
    Certified Financial Planner
    A standard certification for advisors, designees are exposed to nearly 100 topics on integrated financial planning. Major topics include, but not limited to: insurance, employee benefits, securities, state and federal tax, estate tax and planning, asset protection, etc.
  • Chartered Financial Consultant
    Designation
    Chartered Financial Consultant
    Invididuals holding this designation understand the fundamentals of financial planning, including income tax, insurance, investment and estate planning.

Articles and Answers

Insights by Louis Dagen

The Procrastinator's Financial Plan
Published 2015-03-07 13:34:29
Caught Between Scylla and Charybdis
Published 2015-03-07 13:33:39
Why Don't Trees Grow To the Sky?
Published 2015-03-07 13:32:31
The Five-Minute Guide to Due Diligence
Published 2015-03-07 13:31:08
Ponzi-Proof Your Portfolio
Published 2015-03-07 13:29:06
The Five-Minute Guide To Financial Planning
Published 2015-03-07 13:13:40
Race and Retirement: It's Worse Than You Think
Published 2015-03-07 13:08:50
Pass Your Financial Stress Test (Part Two)
Published 2015-03-07 13:06:17
Pass Your Financial Stress Test
Published 2015-03-07 13:05:30
    *Articles are published by advisors without compensation.

    Answers

    Ask a financial questionAsk a question
    There are no answers for this advisor to display at this time.

    Licenses & Conducts

    SEC
    U.S. Securities and Exchange Commission
    • license status
      Registered
    • disclosures
      None
    • as of date
      Sep 20, 2018
    FINRA
    FINRA
    • license status
      Not registered
    • disclosures
      None
    • as of date
      Sep 20, 2018
    Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

    Assets

    Advisor

    Last updated on Sept. 21, 2018
      • $130.0M
        Total Assets Under Management
      • $0
        Total Assets Under Advisement
      • 160
        number of clients
      • $812.5K
        Estimated Average Account Balance Per Client

    Fees

    Fee Only Advisor
    $
    This advisor has certified that they are compensated soley by their clients, and do not accept commisions or compensation of any kind based on the products they recommend.

    Types of Compensation Arrangements