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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
Wednesday Men's Bowling League-Scorz Sports Center 4 months, 2 weeks Aug 2019 - Present
John Dumke 1 year Dec 2018 - Present
Skyline Solutions, LLC 1 year, 11 months Jan 2018 - Present
Expanse Wealth Management 1 year, 3 months Sep 2017 - Dec 2018
Plattehaven Solutions LLC 2 years, 6 months Jun 2017 - Present
Yutan Youth Baseball 2 years, 2 months May 2017 - Jul 2019
Yutan Economic Development Committee 3 years, 3 months Nov 2015 - Feb 2019
Various Insurance Carriers for W&R Insurance Agencies 4 years, 7 months May 2015 - Present
Various Insurance Carriers for W&R Insurance Agencies 4 years, 7 months May 2015 - Present
Waddell & Reed, Inc 4 years, 8 months Apr 2015 - Present
Plattehaven Investment Management LLC 6 months Oct 2014 - Apr 2015
Td Ameritrade 6 years, 7 months Mar 2008 - Oct 2014
Are You
Douglas Chad Cap?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Oct 10, 2019
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Oct 10, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Waddell & Reed

Last updated on Dec. 11, 2019
    • $21.2B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 170K
      Accounts
    • $124.8K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Fixed Fees
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