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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

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Qualifications

Experience

No timeline events available.
Employer Years Dates
CWM, LLC 1 year, 5 months Jul 2018 - Present
Rwm Asset Management, LLC 5 years, 7 months May 2014 - Present
Asset Advisors of America, LLC 6 years, 10 months Feb 2013 - Present
Purshe Kaplan Sterling 6 years, 4 months Jun 2010 - Oct 2016
401K Generation 3 years, 10 months Jun 2010 - Apr 2014
Rwe Private Wealth 1 year, 1 month Mar 2009 - Apr 2010
Ruggie Wealth Management 10 years, 11 months Jan 2009 - Present
Pevensey Financial 5 years Jan 2009 - Jan 2014
Ruggie Capital Group 24 years, 11 months Jan 1995 - Present

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Thomas Ruggie

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Dec 2, 2019
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Dec 2, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

CWM, LLC

Last updated on Nov. 13, 2019
    • $7.5B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 41K
      Accounts
    • $182.0K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Other