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Overview

Services

Advisor Services

  • Financial Planning

  • Pension Consulting

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Agile Capital Management, LLC 11 years, 11 months Sep 2004 - Present
Royal Alliance Associates, Inc. 14 years, 12 months Aug 2001 - Present
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Midge Gold?
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Designations & Memberships

Membership information not available

Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 6, 2016
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    Jan 19, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Royal Alliance Associates, Inc.

Last updated on June 7, 2016
    • $4.6B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 19K
      Accounts
    • $242.2K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Hourly Charges
  • Fixed Fees
  • Commissions
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