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Jim Hofheimer

Over 30 years of working with Individuals, Corporate Retirement Plans and Institutions

Toroso Investments, LLC

Chicago

IL

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Overview

Services

Advisor Services

There is no Services data available to display at this time.

Funds

Funds Used With Clients

There are no funds listed for this advisor at this time.

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Toroso Investment, LLC 2 years, 2 months Jun 2017 - Present
Rothschild Investment Corp 3 years Jun 2014 - Jun 2017
Morgan Stanley Smith Barney 5 years Jun 2009 - Jun 2014

Designations & Memberships

  • Investment Management Consultants Association
    Membership
    Investment Management Consultants Association
    IMCA—Investment Management Consultants Association—was established in 1985 to deliver the premier investment consulting and wealth management credentials and world-class educational offerings—membership, conferences, research, and publications. IMCA sets the standards and practices for the investment management consulting profession and provides investment consultants with the credentials and tools required to best serve their clients.
  • Accredited Investment Fiduciary
    Designation
    Accredited Investment Fiduciary
    The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply the fiduciary practices.
  • Certified Investment Management Analyst
    Designation
    Certified Investment Management Analyst
    This designation focuses on asset allocation, ethics, due diligence, risk measurement, investment policy and performance measurement.
  • Chartered Retirement Plans Specialist
    Designation
    Chartered Retirement Plans Specialist
    The CRPS Program is specifically targeted at professionals who design, install, and maintain retirement plans for the business community.

Articles and Answers

Insights by James Hofheimer

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Answers

Ask a financial questionAsk a question
Is it better to roll my old 401K $ into my new job's program or combine with my wife's for high $? Both are strong co's?
Your choices are to roll over to your new employer's plan or roll into an IRA. I would work with someone to find out whether the new employer's plan is low cost with good options before deciding....  (more)
Answered Jan 2015
    *Answers are submitted by advisors without compensation.

    Licenses & Conducts

    SEC
    U.S. Securities and Exchange Commission
    • license status
      Registered
    • disclosures
      None
    • as of date
      Jun 2, 2019
    FINRA
    FINRA
    • license status
      Not registered
    • disclosures
      None
    • as of date
      Jun 2, 2019
    Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

    Assets

    Advisor

    Last updated on June 3, 2019
      • $310.0M
        Total Assets Under Management
      • $0
        Total Assets Under Advisement
      • 42
        number of clients
      • $7.4M
        Estimated Average Account Balance Per Client

    Toroso Investments, LLC

    Last updated on May 9, 2019
      • $846.5M
        Total Assets Under Management
      • N/A
        Total Assets Under Advisement
      • 280
        Accounts
      • $3.0M
        Estimated Average Account Balance

    Fees

    Fee Only Advisor
    $
    This advisor has certified that they are compensated soley by their clients, and do not accept commisions or compensation of any kind based on the products they recommend.

    Types of Compensation Arrangements