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Overview

Services

Advisor Services

  • Financial Planning
    • -Comprehensive Financial Planning
    • -Retirement Planning
    • -College Planning
  • Portfolio Management
    • -Individuals and/or Small Businesses
    • -Businesses or Institutional Clients
    • -Other Portfolio Management

Funds

Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Capstone Investment Financail Group, LLC 4 years, 11 months Jan 2015 - Present
Capstone Investment Financial Group, Inc. 5 years, 7 months Sep 2009 - Apr 2015
Capstone Investment Financial Group, Inc. 15 years, 3 months Sep 2004 - Present

Designations & Memberships

Membership information not available

Articles and Answers

Insights by Theodore Schwartz

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Sep 5, 2019
FINRA
FINRA
  • license status
    Not registered
  • disclosures
    None
  • as of date
    Sep 4, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Capstone Investment Financial Group, LLC

Last updated on Sept. 18, 2019
    • $89.1M
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 941
      Accounts
    • $94.7K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements