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John K. Palladino, MBA, AIF®, CRPS®
Helping Plan Sponsors Meet Their Fiduciary Responsibilities
Kestra Investment Services, LLC
Overview
Description
John Keith Palladino, MBA, AIF®, CRPS® is an Investment Advisor Representative with Kestra Advisory Services, LLC (a registered Broker/Dealer) in San Mateo, California. Kestra Advisory Services, LLC primarily manages accounts for pension and profit sharing plans, individuals, and high net worth individuals. The retirement...Read Full Bio plan advisory firm 401(k) & 403(b) Fiduciary Advisors, Inc. is an independent qualified retirement plan consulting company whose services help protect plan fiduciaries from personal and corporate financial liability, while enhancing investment opportunities for plan participants. The firm provides fiduciary and investment guidance for institutional plan sponsors of 401(k), 403(b) and 457 defined contribution plans, and has more than $320M in assets under advisement. The sole focus of the firm is retirement plan consulting. As a prudent expert, John strives to provide objective and unbiased advice to trustees, administrators and fiduciaries of qualified retirement plans. This advisor is dually registered with FINRA and the SEC. This advisor's firm is SEC-registered. Securities offered through Kestra Investment Services, LLC (Kestra IS), member FINRA/SIPC. Investment advisory services offered through Kestra Advisory Services, LLC (Kestra AS), an affiliate of Kestra IS. 401(k) & 403(b) Fiduciary Advisors, Inc. is not affiliated with Kestra IS, Kestra AS, Retirement Plan Advisory Group (“RPAG”), or any other entity listed on this website or social media platforms. This website is published for residents of the United States only. Registered Representatives of Kestra Investment Services, LLC (Kestra IS) and Investment Advisor Representatives of Kestra Advisory Services, LLC (Kestra AS) may only conduct business with residents of the states and jurisdictions in which they are properly registered. Therefore, a response to a request for information may be delayed. Not all of the products and services referenced on this site are available in every state and through every representative or advisor listed. 401(k) & 403(b) Fiduciary Advisors, Inc., Kestra IS, Kestra AS, and any affiliated companies, employees or representatives do not provide tax or legal advice. For additional information, please contact our compliance department at 844-5-KESTRA (844-553-7872). If you have further questions or comments, please contact 401(k) & 403(b) Fiduciary Advisors, Inc. at (650) 931-2650.Read LessInformation
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other namesJohn K. Palladino, John Keith Palladino, MBA, AIF, CRPS, John Palladino
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Other Firms
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doing business as401(k) & 403(b) Fiduciary Advisors, Inc.
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typeSEC and FINRA Registered
Location
401(k) & 403(b) Fiduciary Advisors, Inc.
10 Scenic Way, Suite 108
San Mateo,
CA
94403-3128
Services
Advisor Services
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Pension Consulting
- -401k
- -403b
- -457
- -Defined Benefit
- -Other Pension Consulting
Funds
Funds Used With Clients
Firm Client types
Qualifications
Experience
No timeline events available.
| Employer | Years | Dates |
|---|---|---|
| Kestra Financial Services, Inc. | 3 years, 12 months | Apr 2016 - Present |
| Nfp Advisor Services, LLC | 1 year, 9 months | Jul 2014 - Apr 2016 |
| 401k & 403(b) Fiduciary Advisors, Inc. | 9 years, 11 months | May 2010 - Present |
| 401K & 403(B) Fiduciary Advisors, Inc. | 9 years, 11 months | May 2010 - Present |
| Financial Telesis, Inc. | 6 years, 4 months | Mar 2008 - Jul 2014 |
| 401K Professionals, Inc. | 4 years, 3 months | Feb 2006 - May 2010 |
Designations & Memberships
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National Association of Independent Retirement Plan AdvisorsMembership
The National Association of Independent Retirement Plan Advisors (NAIRPA) is a leader in the transformation of the national retirement system to improve transparency, effectiveness, and governance. -
Retirement Plan Advisory GroupMembership
Retirement Plan Advisory Group (RPAG) is a professional alliance of more than 700 independent advisors to take advantage of our unique perspective, strategic approach and expertly crafted system for investment analysis, benchmarking, plan support and communication.
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Accredited Investment FiduciaryDesignation
The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply the fiduciary practices. -
Chartered Retirement Plans SpecialistDesignation
The CRPS Program is specifically targeted at professionals who design, install, and maintain retirement plans for the business community.
Articles and Answers
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Licenses & Conducts
U.S. Securities and Exchange Commission
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license statusRegistered
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disclosuresNone
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as of dateFeb 21, 2019
FINRA
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license statusRegistered
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disclosuresNone
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as of dateFeb 21, 2019
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:
Assets
Advisor
Last updated on Feb. 23, 2019
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$260.0MTotal Assets Under Management
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$0Total Assets Under Advisement
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55number of clients
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$4.7MEstimated Average Account Balance Per Client
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Kestra Investment Services, LLC
Last updated on July 27, 2016
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$12.3BTotal Assets Under Management
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N/ATotal Assets Under Advisement
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54KAccounts
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$225.2KEstimated Average Account Balance
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