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Overview

Services

Advisor Services

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Funds

Funds Used With Clients

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Firm Client types

Qualifications

Experience

No timeline events available.
Employer Years Dates
Legg Mason & Co LLC 1 year, 8 months Dec 2014 - Present
Legg Mason Investor Services, LLC 1 year, 8 months Dec 2014 - Present
Lord Abbett 9 years, 4 months Jun 2005 - Oct 2014
Are You
James Gerard Guidera?
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Designations & Memberships

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Articles and Answers

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Answers

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Licenses & Conducts

SEC
U.S. Securities and Exchange Commission
  • license status
    Registered
  • disclosures
    None
  • as of date
    Oct 1, 2015
FINRA
FINRA
  • license status
    Registered
  • disclosures
    None
  • as of date
    May 23, 2016
Review the status and details of the disclosures noted above using the SEC's Investment Advisor Public Disclosure website:

Assets

Clearbridge Investments, LLC

Last updated on June 28, 2016
    • $99.3B
      Total Assets Under Management
    • N/A
      Total Assets Under Advisement
    • 102K
      Accounts
    • $976.6K
      Estimated Average Account Balance

Fees

Types of Compensation Arrangements

  • Percentage Of Assets
  • Performance-Based Fees
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